﻿WEBVTT

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<v Court Clerk>SJC-12714 GGNSC</v>

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Administrative Services LLC v Jackalyn M. Schrader.

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<v ->Mr Vail, good morning.</v>

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<v ->Morning Mr Chief Justice, may it please the court.</v>

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I'm John Vail for the Plaintiff.

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If I could, I'd like to reserve three minutes for rebuttal.

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<v ->We don't generally allow that</v>

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but we'll see if anything emerges.

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<v ->First, I'm, of course, I'm aware of the previous case</v>

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and I wanna make clear that we have no release

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such language at issue here.

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We have the issue of the ownership of the claim.

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And no owner of the Wrongful Death Claim here

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has agreed to arbitrate that claim.

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No agent that they authorized agreed on their behalf

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to arbitrate that claim.

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They could, today, agree to arbitrate their claim.

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There's no barrier to arbitration.

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<v ->It's a little ironic, isn't it that.</v>

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So the person who's actually bringing the suit,

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is the one who put her into the nursing home, right?

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In this case, so the--

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<v ->Who was her agent to do that.</v>

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<v ->And she had the Power of Attorney to sign that</v>

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and now--
<v ->That's correct.</v>

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<v ->And in those circumstances, she's sort of the actor.</v>

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It just seems like a bad case

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to kinda make the argument, isn't it?

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<v ->But she signed this agreement only in her capacity</v>

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as agent for, and had no authority

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to sign for beneficiaries in general

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and I think beneficiaries in general has to be an issue here

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but as you interpret this statute and try and make it whole

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and I'm gonna.

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But they don't want to arbitrate and they don't have to

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because that's how property works

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and that's how contracts work.

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This is their property.

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It's theirs to alienate if they choose to

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and they haven't chosen to.

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<v ->So help me to understand pragmatically.</v>

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I gather if the Executor of the Estate

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wishes to recover for pain and suffering,

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that is a matter that is arbitrable.

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<v ->We have conceded that, yes.</v>

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<v ->Okay, so that means that if you proceed,</v>

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there could be arguably two separate actions.

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What if the arbitration goes first?

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<v ->Well, I think the arbitration should not go first</v>

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under the Beacon Theaters' rationale.

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What Beacon Theaters tells you is

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when, constitutionally, when you have two matters

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that are parallel

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and one of them involves the right to jury trial,

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that the matter that does not

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involve the right to jury trial should come second.

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Precisely to protect the right to jury trial

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in the fact finding, in this case,

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on behalf of the people who do it.

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Now, if there's a preclusion,

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if preclusion doctrines are to apply here,

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that would suggest that the jury trial matter go first

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and the arbitral matter be stayed pending resolution

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of the jury matter.

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<v ->And that would mean that through preclusion,</v>

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the issue of negligence would be resolved,

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and the jury action, the only issue would be,

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if there were negligence, what the damages were

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for the arbitration.

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<v ->Presumably yes, because you do recognize that,</v>

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all of the final judicial decisions

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are generally recognized in arbitral forums.

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The other way around is untenable

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because we've had the position here

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where my colleagues have argued that,

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that somehow,

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if you had to do it that way,

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if the Federal Arbitration Act

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compels one case to be arbitrated,

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that you have to arbitrate everything.

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And that's exactly not what the FAA does.

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The FAA realizes early on that it's a weird exception

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to the idea of judicial economy

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and it says, that's the price we pay

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for having parallel actions pending,

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is the price you can pay

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for enforcing arbitration agreements.

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<v ->Another pragmatic question.</v>

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So, if you had a situation in which you have a nursing home

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which was negligent and therefore allowed the patient

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to fall and break her hip and she was incapacitated,

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that claim would be arbitrated, correct?

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<v ->If--</v>
<v ->If she were still alive?</v>

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<v ->If she were still alive and she signed,</v>

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she or her authorized agent

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signed the arbitration agreement, yes.

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<v ->And then if she died as a result of complications</v>

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arising from that, what would happen then?

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You're in the middle of an arbitration,

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you may have completed an arbitration.

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How would that play out?

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<v ->Her claim would be pending</v>

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in the arbitral forum when she died.

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So presumably there's a procedure in the arbitral forum

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to convert it to the Estate's Claim.

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And then you would raise the question,

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if the subsequent claim were filed,

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I don't believe that Beacon Theaters would require it.

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I think Beacon Theaters applies to the cases

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that are simultaneous or pending simultaneously.

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I believe the prior case pending doctrine

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would trump in that case.

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<v ->Are you married to the result of the first case?</v>

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Could there be,

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is there an argument that says,

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the release applies to the heirs

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but the arbitration agreement does not?

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<v ->The first case,</v>

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the Dardy case?

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<v ->Yeah.</v>
<v ->That's right here?</v>

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I think the Dardy case is reconcilable with,

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and I think that,

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I can try to respond to some the concerns you had

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in the Dardy argument because I think

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one of the things to do

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is focus on the language of section two

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and if you interpret the language of section two

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about circumstances such as

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the deceased could have recovered.

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To refer to the tort itself

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and not any separate actions of either

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the decedent or the tortfeasor

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but to the conduct that gives rise.

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<v ->Why wouldn't they include it in clause one as well then?</v>

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And why in four and five do they keep--

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<v ->Clause one addresses the survival claim</v>

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in gross negligence.

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<v ->Not really, it just says negligence</v>

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and it doesn't have that language the Chief read

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and in the second clause it does.

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Because if it applies to clause one,

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you got a easy winner, don't you?

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I'm just trying to.

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Well you got an easy loser actually.

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(laughing)

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So I'm just trying to make sure I understand

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why you say it doesn't apply to clause one.

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<v ->Well I think again to,</v>

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Clause one is dealing with

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liability to the decedent.

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<v ->So it says negligence.</v>

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<v ->But it's dealing with liability to the decedent.</v>

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<v ->All of them deal--</v>
<v ->Not to their hers.</v>

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<v ->No it's not, it's dealing with.</v>

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It's a, I don't think so, but maybe I'm misreading it

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because honestly, the Chief caught something I didn't.

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<v ->I think we can excuse both of us if we have difficulty</v>

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making some sense of the statutory language.

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<v ->But unfortunately, that may be at the heart</v>

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of both of these cases, right?

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<v ->Well again, not this case because there's no release here.</v>

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There's no release.

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There's no language affected.

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<v ->But if a negligence claim is not separable</v>

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from the negligence that caused the death of the descendant,

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you're out of luck.

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<v ->Well you have over a hundred years of jurisprudence</v>

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saying that it is separate

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from the McCarthy case forward at least.

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The key thing here is that the decedent has no power

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to release the claim.

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The decedent has no power to settle the claim.

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That's been clear.

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<v ->If the statute itself does,</v>

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if two applies to one and you don't have a negligence action

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unless the decedent would have an action,

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you're in real trouble here.

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<v ->I don't think so.</v>

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You have settled this in your jurisprudence.

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This is not an open question.

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This is settled--
<v ->Which case settled?</v>

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<v ->Interpretation of the statute.</v>

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Well, McCarthy for one.

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McCarthy is the 1914 case.

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Beausoleil describes these cases

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and cites these cases indicum.

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You discussed this matter in Webb v. Gaudette.

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But I think the law is clear

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that this belongs to

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the decedents and the law is clear.

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Excuse me, to the beneficiaries.

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The law is clear that the decedent has no power

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to settle the claim.

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The decedent settling the decedent's claim

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has no effect on the existence

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of the claim of the beneficiaries.

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That is crystal clear.

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<v ->The argument we heard moments ago is,</v>

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even if that's true.

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If the decedent can't settle a claim

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that belongs to the heirs,

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what they can do is they can say.

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Okay in this circumstance,

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there's a common law duty to me,

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but I'm signing this

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so you don't have any common law duty to me.

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Wait one sec, full claim of the argument.

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So now, the decedent couldn't give away

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the cause of action of the heirs,

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but what the decedent gave away was one of the elements

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of the cause of the action of duty.

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I'm just saying that's the argument,

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I'm not saying it's right.

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<v ->Yeah, I don't believe that,</v>

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I think that the right way to interpret that

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is to say that the statute, by designating the beneficiaries

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as the owners of a cause of action,

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has recognized that a separate duty is owed to them

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and you make sense of this whole mess by acknowledging that

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and acknowledging just as the decedent had no power

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to compromise their claim,

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it had no power to release the tortfeasor

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from a duty it owed to the beneficiaries.

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<v ->So if you were a nursing home</v>

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which wanted a comprehensive arbitration cause,

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you'd have to get not only the nursing home resident

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or his or her Power of Attorney to sign it,

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but you'd also have to get each of the heirs to sign it.

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<v ->If you wanted a pre-dispute arbitration agreement,</v>

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you could still have a post-dispute arbitration agreement

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once those persons are identified.

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Those persons are not identified prior to death

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because one element of their cause of action is the death.

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And you have to determine--

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<v ->So are you saying that a nursing home</v>

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could then never get an arbitration agreement

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with regard to the wrongful death matter?

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<v ->I think the nursing home could search out people</v>

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and find them for persons it believed would be heirs

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or who were heirs at a given time

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knowing that there's this small possibility

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that could shift over time.

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But that's their duty.

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That's how contracts work.

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It's just like if you're a Real Estate Developer

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and you wanna develop a piece of property.

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You can't go out and say,

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"Well you know, you 62 people live on this block,

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"I wanna redevelop this block

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"and I've decided I'm gonna do that."

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You have to get contracts with each one.

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And that's what a nursing home has to do

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if it wants, again, a pre-dispute arbitration clause,

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there is no current barrier to arbitration of this clause,

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of this cause to volitional arbitration of this case.

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We simply don't express the volition.

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<v ->And what happens if the resident has two sons</v>

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and one son signs it and one does not?

259
00:14:25.840 --> 00:14:30.840
<v ->I think one son could bind himself to arbitrate his claim.</v>

260
00:14:34.720 --> 00:14:37.750
Now this raises obviously,

261
00:14:37.750 --> 00:14:40.160
we come up against the procedural question

262
00:14:40.160 --> 00:14:41.960
of the preference of the legislature

263
00:14:41.960 --> 00:14:46.960
that these be resolved in one suit with one thing.

264
00:14:48.130 --> 00:14:51.550
But it's the Federal Arbitration Act.

265
00:14:51.550 --> 00:14:55.190
The Federal Arbitration's Act requirement

266
00:14:55.190 --> 00:14:59.080
that the arbitration clauses be enforced.

267
00:14:59.080 --> 00:15:01.200
That's the barrier to doing that.

268
00:15:01.200 --> 00:15:03.600
It's not the ownership interest

269
00:15:03.600 --> 00:15:05.920
of the persons in their claims.

270
00:15:05.920 --> 00:15:08.350
<v Justice Gaziano>Can I ask you a silly question?</v>

271
00:15:08.350 --> 00:15:09.293
<v ->Of course.</v>

272
00:15:10.240 --> 00:15:12.610
<v ->I thought that this was a certified question</v>

273
00:15:12.610 --> 00:15:15.510
from the Federal Court.

274
00:15:15.510 --> 00:15:17.640
Is it not a certified question?

275
00:15:17.640 --> 00:15:18.718
<v Mr Vail>Yes it is.</v>

276
00:15:18.718 --> 00:15:20.655
<v ->And the certified question has to do with whether or not</v>

277
00:15:20.655 --> 00:15:23.320
the wrongful-death claim of her heirs

278
00:15:23.320 --> 00:15:24.640
is derivative or independent

279
00:15:24.640 --> 00:15:26.460
of her own cause of action, right?

280
00:15:26.460 --> 00:15:27.293
<v Mr Vail>That's correct.</v>

281
00:15:27.293 --> 00:15:28.800
<v ->And isn't that basically what's at issue</v>

282
00:15:28.800 --> 00:15:29.793
in the other case?

283
00:15:31.020 --> 00:15:33.000
Whether the claim is a wrongful death claim

284
00:15:33.000 --> 00:15:35.280
as a derivative or independent?

285
00:15:35.280 --> 00:15:37.556
<v Mr. Vail>It's in the Dardy case.</v>

286
00:15:37.556 --> 00:15:38.389
<v ->Yes, the one we just did.</v>

287
00:15:38.389 --> 00:15:40.480
<v ->It's in part an issue there but again</v>

288
00:15:43.650 --> 00:15:48.650
in the Dardy case you can hold that the claim is independent

289
00:15:50.730 --> 00:15:55.150
but that the release was operative

290
00:15:55.150 --> 00:15:58.700
if you find that no Duty was owed

291
00:15:58.700 --> 00:16:02.757
by the tortfeasor to the beneficiaries.

292
00:16:02.757 --> 00:16:05.293
That's not an issue in this case.

293
00:16:06.292 --> 00:16:07.125
<v ->[Mr Chief Justice] Okay thank you.</v>

294
00:16:07.125 --> 00:16:08.350
<v ->You're welcome.</v>

295
00:16:08.350 --> 00:16:09.543
<v Chief Justice>Mr Desmond.</v>

296
00:16:15.466 --> 00:16:18.080
<v ->Good morning Mr. Chief Justice and Associate Justices,</v>

297
00:16:18.080 --> 00:16:19.530
may it please the court.

298
00:16:19.530 --> 00:16:23.310
I wanna first correct something that was said.

299
00:16:23.310 --> 00:16:25.220
In terms of the Order of Proceedings,

300
00:16:25.220 --> 00:16:27.600
if one case were arbitrated et cetera,

301
00:16:27.600 --> 00:16:30.570
The Massachusetts arbitration act requires

302
00:16:30.570 --> 00:16:33.840
that where a case must be arbitrated

303
00:16:33.840 --> 00:16:35.100
in their remaining claims,

304
00:16:35.100 --> 00:16:37.010
that the arbitration go first

305
00:16:37.010 --> 00:16:39.650
and that the other claims be stayed

306
00:16:39.650 --> 00:16:41.756
pending the result of the arbitration

307
00:16:41.756 --> 00:16:43.890
which is what the opposite of what my brother said.

308
00:16:43.890 --> 00:16:44.960
That's by statute.

309
00:16:44.960 --> 00:16:47.110
<v ->Would that work under his theory though?</v>

310
00:16:47.110 --> 00:16:49.210
Because his theory would be that those claims

311
00:16:49.210 --> 00:16:51.770
are not even covered by that because they're independent.

312
00:16:51.770 --> 00:16:53.730
<v ->It absolutely works.</v>

313
00:16:53.730 --> 00:16:56.820
In Miller versus Carter which is a 2007 case

314
00:16:56.820 --> 00:17:00.990
decided by this court with the same Defendant involved

315
00:17:00.990 --> 00:17:05.020
in a similar issue where Dr Carter

316
00:17:05.020 --> 00:17:07.490
was a Doctor who was accused of malpractice,

317
00:17:07.490 --> 00:17:11.017
my nursing home client heard the arbitration agreements,

318
00:17:11.017 --> 00:17:14.260
and this court held that the arbitral claims

319
00:17:14.260 --> 00:17:17.320
that Mr Vail has now considered must be arbitrated.

320
00:17:17.320 --> 00:17:20.040
That is the claims that belongs to the Estate

321
00:17:20.040 --> 00:17:22.640
which are wrongful-death, conscious pain and suffering,

322
00:17:22.640 --> 00:17:25.120
punitive damages must be arbitrated.

323
00:17:25.120 --> 00:17:27.480
Those would have Res Judicata effect

324
00:17:27.480 --> 00:17:31.470
on any subsequent action if the court went that way,

325
00:17:31.470 --> 00:17:35.480
however, the biggest difference here in this case

326
00:17:35.480 --> 00:17:39.300
between this case and the one that we heard before us

327
00:17:39.300 --> 00:17:41.090
is that the Wrongful Death Statute

328
00:17:41.090 --> 00:17:44.640
and the issue in this case is the procedural mechanism.

329
00:17:44.640 --> 00:17:46.080
The Wrongful Death Statute says

330
00:17:46.080 --> 00:17:48.830
that there shall be a single action very clearly

331
00:17:48.830 --> 00:17:52.810
and it is uncontroverted here in open court

332
00:17:52.810 --> 00:17:55.400
that the wrongful-death action of the Estate

333
00:17:55.400 --> 00:17:58.980
which was signed by Miss Schrader on behalf of her mother

334
00:17:58.980 --> 00:18:00.460
as the Attorney-in-Fact.

335
00:18:00.460 --> 00:18:04.080
That case will be arbitrated and the question remaining

336
00:18:04.080 --> 00:18:08.080
is whether or not a separate action can be held

337
00:18:09.020 --> 00:18:11.040
arising from the wrongful death action.

338
00:18:11.040 --> 00:18:13.000
And the Wrongful Death Statute is very clear.

339
00:18:13.000 --> 00:18:15.430
There shall an action, singular.

340
00:18:15.430 --> 00:18:17.690
And this court has been focusing on

341
00:18:18.650 --> 00:18:21.870
the first five paragraphs which are the triggers

342
00:18:21.870 --> 00:18:23.580
for wrongful death damages.

343
00:18:23.580 --> 00:18:25.710
The first part of the statute says there were five,

344
00:18:25.710 --> 00:18:28.340
basically coupled with conduct actions

345
00:18:28.340 --> 00:18:30.580
that trigger the three remedies

346
00:18:30.580 --> 00:18:33.090
but the last part of the statute is the key one

347
00:18:33.090 --> 00:18:35.030
Which it says that all of those actions,

348
00:18:35.030 --> 00:18:37.140
whether it arises out of the death,

349
00:18:37.140 --> 00:18:39.670
or recklessness or common carrier,

350
00:18:39.670 --> 00:18:41.230
and then it describes the damages,

351
00:18:41.230 --> 00:18:45.900
all of those claims shall be considered in action

352
00:18:47.760 --> 00:18:51.270
brought by the Executor and Mr Chief Justice

353
00:18:51.270 --> 00:18:53.670
asked a question, what if there's two beneficiaries?

354
00:18:53.670 --> 00:18:55.870
And I'm thinking here, what if there are seven?

355
00:18:55.870 --> 00:18:58.090
And one wants to litigate in

356
00:18:58.090 --> 00:18:59.450
the home State of the Defendant,

357
00:18:59.450 --> 00:19:02.180
which in this case is Texas,

358
00:19:02.180 --> 00:19:05.730
and one wants to litigate in the forum in Delaware

359
00:19:05.730 --> 00:19:06.800
where they're incorporated

360
00:19:06.800 --> 00:19:08.760
and one wants to litigate in Federal Court

361
00:19:08.760 --> 00:19:09.900
because it's diversity.

362
00:19:09.900 --> 00:19:13.010
One wants to litigate in State Court

363
00:19:13.010 --> 00:19:14.350
because it's a State Court action.

364
00:19:14.350 --> 00:19:16.440
And one wants to be jury-waived

365
00:19:16.440 --> 00:19:19.780
and one wants to arbitrate and the last one's indifferent.

366
00:19:19.780 --> 00:19:22.740
Well they had that property right.

367
00:19:22.740 --> 00:19:25.360
In our case we're not discussing whether or not

368
00:19:25.360 --> 00:19:26.520
there's a waiver in the claim.

369
00:19:26.520 --> 00:19:28.240
The question is, what is this forum

370
00:19:28.240 --> 00:19:31.040
that single action must be brought in?

371
00:19:31.040 --> 00:19:33.560
In this case where we have two or six,

372
00:19:33.560 --> 00:19:35.340
as it happens often with the children,

373
00:19:35.340 --> 00:19:39.640
family members, the wife and kids of the decedent,

374
00:19:39.640 --> 00:19:42.990
you may have six different claims that are independent

375
00:19:42.990 --> 00:19:45.070
inasmuch as that wife has a consortium claim

376
00:19:45.070 --> 00:19:48.430
for her loss of consortium, society,

377
00:19:48.430 --> 00:19:51.290
companionship and advice under the Wrongful Death Statute.

378
00:19:51.290 --> 00:19:54.690
Which is different than the son who was at the bedside

379
00:19:54.690 --> 00:19:57.180
and different than the daughter who was at the bedside

380
00:19:57.180 --> 00:19:58.670
and certainly different than the son

381
00:19:58.670 --> 00:20:00.210
who was the prodigal son.

382
00:20:00.210 --> 00:20:03.000
They have different claims but they must be brought

383
00:20:03.910 --> 00:20:06.130
in a single action brought by the Executor

384
00:20:06.130 --> 00:20:09.320
and the Executor is the person that determines the forum

385
00:20:09.320 --> 00:20:12.080
and the Executor in our case is bound

386
00:20:12.080 --> 00:20:15.887
by the arbitration agreement, signed by the decedent

387
00:20:15.887 --> 00:20:18.480
but in this case, by the decedent's Attorney-in-Fact,

388
00:20:18.480 --> 00:20:23.480
who is also the beneficiary and the Executor of the Estate.

389
00:20:24.060 --> 00:20:27.100
And those claims, and that's why we have a concession

390
00:20:27.100 --> 00:20:28.850
that those claims must be arbitrated.

391
00:20:28.850 --> 00:20:30.400
They will be arbitrated

392
00:20:30.400 --> 00:20:34.813
and the statute does not allow room for a separate action.

393
00:20:36.550 --> 00:20:38.300
Again if there are three different beneficiaries,

394
00:20:38.300 --> 00:20:40.310
they don't get to pick three different forum

395
00:20:40.310 --> 00:20:41.320
as the single action

396
00:20:41.320 --> 00:20:44.750
and that's why this case must be arbitrated

397
00:20:44.750 --> 00:20:48.750
including the claims of the beneficiaries.

398
00:20:48.750 --> 00:20:50.487
<v ->The statute only says quote,</v>

399
00:20:50.487 --> 00:20:52.977
"Damages under this section shall be recovered

400
00:20:52.977 --> 00:20:55.800
"in an action of tort by the Executor or Administrator

401
00:20:55.800 --> 00:20:56.800
of the deceased".

402
00:20:56.800 --> 00:20:57.633
<v ->Correct.</v>

403
00:20:57.633 --> 00:20:58.470
<v ->That's the language you're focusing on?</v>

404
00:20:58.470 --> 00:20:59.925
<v Mr Desmond>Correct, an action, and it says it twice.</v>

405
00:20:59.925 --> 00:21:01.670
<v ->But you threw in the word single.</v>

406
00:21:01.670 --> 00:21:03.720
<v ->Well, it says an action.</v>

407
00:21:03.720 --> 00:21:05.320
It's stated in the singular.

408
00:21:05.320 --> 00:21:07.230
It doesn't say multiple actions may be brought.

409
00:21:07.230 --> 00:21:09.993
It authorizes an action by an Executor.

410
00:21:11.620 --> 00:21:13.670
In any wrongful death case,

411
00:21:13.670 --> 00:21:16.440
the signature must come from the Executor.

412
00:21:16.440 --> 00:21:19.450
I can't get a release of the beneficiaries claims

413
00:21:19.450 --> 00:21:22.720
by direct claim by the beneficiary

414
00:21:22.720 --> 00:21:25.470
because the beneficiary can't bring an independent claim.

415
00:21:25.470 --> 00:21:26.910
The Executor brings the claim.

416
00:21:26.910 --> 00:21:29.460
The Executor has the right to control the claim,

417
00:21:29.460 --> 00:21:31.530
to answer the interrogatories,

418
00:21:31.530 --> 00:21:34.770
to make demands and settlements, to hire Counsel.

419
00:21:34.770 --> 00:21:38.164
It all comes through an action, singular.

420
00:21:38.164 --> 00:21:40.380
And to the extent I didn't mean to mislead the court

421
00:21:40.380 --> 00:21:41.750
about a singular action.

422
00:21:41.750 --> 00:21:43.140
It's spoken in the singular,

423
00:21:43.140 --> 00:21:46.283
two times consecutively in the statute.

424
00:21:47.370 --> 00:21:49.120
<v ->But yet you say, that person is bound</v>

425
00:21:49.120 --> 00:21:50.280
by the arbitration agreement.

426
00:21:50.280 --> 00:21:52.610
On what basis is that person, the Executor,

427
00:21:52.610 --> 00:21:54.570
bound by the arbitration agreement?

428
00:21:54.570 --> 00:21:57.970
<v ->Because that is the Directive of the decedent</v>

429
00:21:57.970 --> 00:22:01.340
who signed the agreement directing and waiving all claims

430
00:22:01.340 --> 00:22:04.350
for his own, the Wrongful Death Claim in the--

431
00:22:04.350 --> 00:22:07.420
<v ->How can he waive something that's not his or hers?</v>

432
00:22:07.420 --> 00:22:08.253
<v Mr Desmond>I'm sorry?</v>

433
00:22:08.253 --> 00:22:10.580
<v ->How can he or she waive something that is not his or hers</v>

434
00:22:10.580 --> 00:22:12.523
to begin with?
<v ->Hasn't waived anything.</v>

435
00:22:14.370 --> 00:22:16.850
Again, the claims of the decedent,

436
00:22:16.850 --> 00:22:20.860
There are two, first we have the five culpable conduct

437
00:22:20.860 --> 00:22:23.000
that results in three classes of the images.

438
00:22:23.000 --> 00:22:26.010
Two of which belong to the Estate.

439
00:22:26.010 --> 00:22:29.217
Those are the claims that certainly must be arbitrated

440
00:22:29.217 --> 00:22:30.480
and they have to be.

441
00:22:30.480 --> 00:22:32.490
There's no waiver of the third claim.

442
00:22:32.490 --> 00:22:36.390
There's no impact in any way on the substance of damages

443
00:22:36.390 --> 00:22:37.720
that may be recovered.

444
00:22:37.720 --> 00:22:39.440
The only limitation is given

445
00:22:39.440 --> 00:22:42.250
that the statute only authorizes an action

446
00:22:42.250 --> 00:22:43.700
brought by the Executor.

447
00:22:43.700 --> 00:22:45.000
The Executor is bound

448
00:22:45.000 --> 00:22:47.210
to arbitrate the Wrongful Death Claims.

449
00:22:47.210 --> 00:22:49.770
<v ->So how do we answer the question</v>

450
00:22:49.770 --> 00:22:53.010
posed by the Federal Court whether the Wrongful Death Claim

451
00:22:53.010 --> 00:22:57.010
of Emma Schrader's heirs are derivative or independent

452
00:22:57.010 --> 00:22:58.524
of her own cause of action?

453
00:22:58.524 --> 00:23:00.330
How do we answer that?

454
00:23:00.330 --> 00:23:01.640
<v Mr Desmond>They are derivative.</v>

455
00:23:01.640 --> 00:23:02.473
<v ->Why?</v>

456
00:23:02.473 --> 00:23:03.306
<v ->They are derivative for a variety of reasons.</v>

457
00:23:03.306 --> 00:23:05.080
<v ->Of which of this procedure?</v>

458
00:23:05.080 --> 00:23:08.210
<v ->Because the sine qua non of a Wrongful Death Statute</v>

459
00:23:08.210 --> 00:23:11.783
is negligent act or culpable conduct to the decedent.

460
00:23:11.783 --> 00:23:16.370
It's not a separate act of negligence to the beneficiaries.

461
00:23:16.370 --> 00:23:19.510
In this court in four or five different contexts

462
00:23:19.510 --> 00:23:23.120
has acknowledged that while technically independent,

463
00:23:23.120 --> 00:23:26.660
the claims of symbiotic and the trigger for liability

464
00:23:26.660 --> 00:23:30.950
is the single negligent act or reckless act to the decedent

465
00:23:30.950 --> 00:23:33.230
that resulted in the decedent's death

466
00:23:33.230 --> 00:23:36.490
and it is from that action that the other claims arise

467
00:23:36.490 --> 00:23:41.490
and specifically in Sisson versus Lhowe,

468
00:23:41.640 --> 00:23:44.400
a claim for personal injury and wrongful death of the court

469
00:23:44.400 --> 00:23:48.610
described the consortium claims

470
00:23:48.610 --> 00:23:50.970
under the Wrongful Death Statute as symbiotic

471
00:23:50.970 --> 00:23:55.220
and we might be off into the land of semantics.

472
00:23:55.220 --> 00:23:58.410
But the symbiotic claim, as this court has described

473
00:23:58.410 --> 00:24:02.910
is related to a single set of operative facts.

474
00:24:02.910 --> 00:24:04.900
And in the case in which

475
00:24:05.830 --> 00:24:08.080
Your Honor actually asked the question,

476
00:24:08.080 --> 00:24:11.040
what happens if during the arbitration, the decedent dies

477
00:24:11.040 --> 00:24:14.093
and now you have a wrongful death claim?

478
00:24:15.030 --> 00:24:18.020
That's Sisson versus Lhowe except it wasn't an arbitration,

479
00:24:18.020 --> 00:24:21.470
it was in the context of a State Court Action

480
00:24:21.470 --> 00:24:23.830
and after the death,

481
00:24:23.830 --> 00:24:26.450
the plaintiff sought to amend the complaint

482
00:24:26.450 --> 00:24:29.600
in contravention of the Statute of Repose

483
00:24:29.600 --> 00:24:31.470
because the medical malpractice had occurred

484
00:24:31.470 --> 00:24:34.160
more than four years before the incident.

485
00:24:34.160 --> 00:24:38.140
And this court held that there is no difference in the claim

486
00:24:38.140 --> 00:24:40.150
and specifically the court held that

487
00:24:40.150 --> 00:24:42.030
for the purposes of the Statute of Repose

488
00:24:42.030 --> 00:24:44.290
the term action which is the same term

489
00:24:44.290 --> 00:24:46.100
we're dealing with here

490
00:24:46.100 --> 00:24:49.050
can be seen as referring to the group of operative facts

491
00:24:49.050 --> 00:24:53.590
and not of the various remedial claims based on the facts.

492
00:24:53.590 --> 00:24:56.610
And that's what we have here, a symbiotic claim.

493
00:24:56.610 --> 00:24:58.010
<v ->The Chief asked a question,</v>

494
00:24:58.010 --> 00:25:00.650
could the result in this case be different

495
00:25:00.650 --> 00:25:02.623
from the result in the other case?

496
00:25:04.840 --> 00:25:06.010
The other case they're saying

497
00:25:06.010 --> 00:25:07.950
there's no liability whatsoever.

498
00:25:07.950 --> 00:25:12.740
You're saying that you've got to go to arbitration.

499
00:25:12.740 --> 00:25:15.980
Could we decide in your favor

500
00:25:17.730 --> 00:25:20.100
and the opposite way in the other case

501
00:25:20.100 --> 00:25:22.825
that they're not released and if, so how?

502
00:25:22.825 --> 00:25:25.220
<v ->I think you could because at least in my case</v>

503
00:25:25.220 --> 00:25:27.760
and without having started the briefs in the other case.

504
00:25:27.760 --> 00:25:29.740
In my case it's a simple issue

505
00:25:29.740 --> 00:25:32.360
and Mr Vail's raised the issue of property rights

506
00:25:32.360 --> 00:25:33.550
there is no waiver.

507
00:25:33.550 --> 00:25:35.650
They've got every possible remedy

508
00:25:35.650 --> 00:25:38.420
under the Wrongful Death Statute and arbitration

509
00:25:38.420 --> 00:25:42.023
in a case that will be arbitrated brought by the Executor.

510
00:25:43.060 --> 00:25:46.080
There's no issues of waiver or you don't have to get

511
00:25:46.080 --> 00:25:48.910
to the issue of was there a release of Duty?

512
00:25:48.910 --> 00:25:50.670
We acknowledge Duty.

513
00:25:50.670 --> 00:25:51.503
We acknowledge--

514
00:25:51.503 --> 00:25:55.083
<v ->But Justice Lenk's question is a derivative?</v>

515
00:25:56.772 --> 00:25:59.110
You say it is derivatives,

516
00:25:59.110 --> 00:26:02.300
but they say they win in the other case

517
00:26:02.300 --> 00:26:04.320
because it's derivative in his release

518
00:26:04.320 --> 00:26:07.890
so I'm trying to understand how

519
00:26:07.890 --> 00:26:11.660
we can reach the opposite result in two cases

520
00:26:11.660 --> 00:26:15.290
if under both theories it's derivative.

521
00:26:15.290 --> 00:26:18.470
<v ->I'm not advancing, the idea on the other case,</v>

522
00:26:18.470 --> 00:26:19.430
I can't speak to it..

523
00:26:19.430 --> 00:26:20.930
<v ->I'm not saying you have to</v>

524
00:26:20.930 --> 00:26:23.460
but I'm trying to understand, is it possible?

525
00:26:23.460 --> 00:26:24.830
And you suggested that it is

526
00:26:24.830 --> 00:26:29.210
because we're not reading this waiver as broadly

527
00:26:29.210 --> 00:26:33.000
but we are reading the derivative broadly in both cases.

528
00:26:33.000 --> 00:26:34.853
<v ->Well the other cases that speak to whether</v>

529
00:26:34.853 --> 00:26:37.580
it's derivative are informative.

530
00:26:37.580 --> 00:26:39.900
For instance Res Judicata applies.

531
00:26:39.900 --> 00:26:41.653
That's Fiddler versus Parker.

532
00:26:43.400 --> 00:26:46.640
In other words, if a claim is barred,

533
00:26:46.640 --> 00:26:48.570
in other words, in my case if the arbitration

534
00:26:48.570 --> 00:26:52.010
which under the Mass Arbitration Act must go forward first

535
00:26:52.010 --> 00:26:55.060
then there is a defense verdict, the claim is barred.

536
00:26:55.060 --> 00:26:57.400
Again, indicating that it is derivative.

537
00:26:57.400 --> 00:26:59.580
You can't re-litigate the issue of negligence.

538
00:26:59.580 --> 00:27:02.410
It's the same set of operative facts.

539
00:27:02.410 --> 00:27:04.850
In Corcoran versus GE,

540
00:27:04.850 --> 00:27:07.360
the wife's consortium claim was barred

541
00:27:07.360 --> 00:27:09.520
because the husband's workers compensation claim

542
00:27:09.520 --> 00:27:10.780
was deemed not to arise

543
00:27:10.780 --> 00:27:12.300
out of the course and scope of employment.

544
00:27:12.300 --> 00:27:14.430
She couldn't re-litigate it.

545
00:27:14.430 --> 00:27:16.920
In Tobin versus Norwood,

546
00:27:16.920 --> 00:27:18.930
the comparative negligence of the plaintiff

547
00:27:18.930 --> 00:27:21.740
which may be more applicable to the other case.

548
00:27:21.740 --> 00:27:26.040
That is a defense that if a plaintiff,

549
00:27:26.040 --> 00:27:29.060
decedent in that case is 51% negligent

550
00:27:29.060 --> 00:27:32.630
that the consortium plaintiffs are barred

551
00:27:32.630 --> 00:27:34.140
under the Comparative Negligence Statute

552
00:27:34.140 --> 00:27:36.810
because Chapter 231, Section 85,

553
00:27:36.810 --> 00:27:38.717
says that it applies to wrongful death cases

554
00:27:38.717 --> 00:27:42.290
and Tobin versus Norwood is this court's confirmation

555
00:27:42.290 --> 00:27:45.280
of the fact that the claim is barred

556
00:27:45.280 --> 00:27:47.100
by the Comparative Negligence Statute.

557
00:27:47.100 --> 00:27:49.493
In Hallett versus the town of Wrentham,

558
00:27:50.640 --> 00:27:54.030
this court said that although there are different claims

559
00:27:54.030 --> 00:27:55.330
under the Wrongful Death Statute,

560
00:27:55.330 --> 00:27:57.120
for the purposes of governmental immunity,

561
00:27:57.120 --> 00:27:59.290
there is one statutory cap

562
00:27:59.290 --> 00:28:02.240
that applies to both the Wrongful Death Claim

563
00:28:02.240 --> 00:28:04.267
and the loss of consortium claims.

564
00:28:04.267 --> 00:28:08.540
You can only get one cap if there are seven beneficiaries.

565
00:28:08.540 --> 00:28:09.710
You don't get seven caps.

566
00:28:09.710 --> 00:28:11.910
They split up the 100,000.

567
00:28:11.910 --> 00:28:14.663
In all of those cases, in each one of those contexts'

568
00:28:15.650 --> 00:28:18.860
is indicative of the fact that they are derivative

569
00:28:18.860 --> 00:28:22.810
and again, whether the words are controlling,

570
00:28:22.810 --> 00:28:27.560
that's what the court, that the Federal District.

571
00:28:27.560 --> 00:28:29.780
The First Circuit Court of Appeal certified

572
00:28:29.780 --> 00:28:33.330
and in this case after the trial of the Evidentiary Hearing

573
00:28:33.330 --> 00:28:36.180
about enforceability of the arbitration agreement,

574
00:28:36.180 --> 00:28:38.810
Judge Woodlock, I think it's footnote three,

575
00:28:38.810 --> 00:28:41.630
of his decision said that it is derivative in that

576
00:28:41.630 --> 00:28:43.660
it's the same set of operative facts

577
00:28:43.660 --> 00:28:45.750
that in order to prove negligence

578
00:28:45.750 --> 00:28:48.160
under clause one of the Wrongful Death Statute

579
00:28:48.160 --> 00:28:50.690
or clause two, they're the same elements

580
00:28:50.690 --> 00:28:53.530
in that you have Duty, breach, causation and damages.

581
00:28:53.530 --> 00:28:57.290
Damages being the death of the resident.

582
00:28:57.290 --> 00:28:59.970
He finds no distinction between those magic words

583
00:28:59.970 --> 00:29:04.620
that this court has been understandably struggling with

584
00:29:04.620 --> 00:29:07.160
in terms of why they're in sections two and four

585
00:29:07.160 --> 00:29:10.400
but not one of three because they're the same elements

586
00:29:11.982 --> 00:29:14.070
of proof in whether its negligence

587
00:29:14.070 --> 00:29:16.380
or negligence under the circumstances

588
00:29:16.380 --> 00:29:19.300
under which the defendant may have recovered.

589
00:29:19.300 --> 00:29:22.350
<v ->Now if Mr Veil were allowed to speak on rebuttal</v>

590
00:29:22.350 --> 00:29:26.353
which he will not be, he would say there is a waiver.

591
00:29:26.353 --> 00:29:28.753
There's a waiver to the right of the jury trial.

592
00:29:30.670 --> 00:29:33.100
Why should they be bound by the waiver

593
00:29:33.100 --> 00:29:34.520
of the right to a Jury Trial?

594
00:29:34.520 --> 00:29:36.220
<v ->They don't have the right to decide it.</v>

595
00:29:36.220 --> 00:29:38.080
Under the statute the Executor determines

596
00:29:38.080 --> 00:29:40.010
where that single action is filed.

597
00:29:40.010 --> 00:29:42.010
They don't have a right as if we had the two

598
00:29:42.010 --> 00:29:44.130
or the seven folks in terms of,

599
00:29:44.130 --> 00:29:46.230
where we going to litigate this case?

600
00:29:46.230 --> 00:29:49.630
Whether it's jury-waived or whether it's gonna be arbitrated

601
00:29:49.630 --> 00:29:52.660
and I believe Judge Kafker sit in the first case today

602
00:29:52.660 --> 00:29:57.270
that this legislature, we hope, writes workable statutes

603
00:29:57.270 --> 00:29:58.990
and to have a workable statute here

604
00:29:58.990 --> 00:30:00.200
under the Wrongful Deaths Statute,

605
00:30:00.200 --> 00:30:02.070
there has to be a single action

606
00:30:02.070 --> 00:30:04.290
because it has been before the court

607
00:30:04.290 --> 00:30:06.720
but how many beneficiaries in this case?

608
00:30:06.720 --> 00:30:09.450
The Wrongful Death Statute certainly doesn't contemplate

609
00:30:09.450 --> 00:30:12.160
seven beneficiaries having seven different actions.

610
00:30:12.160 --> 00:30:15.070
It says you cannot have that you'll have a single action.

611
00:30:15.070 --> 00:30:18.340
So they're not wearing any substantive rights

612
00:30:18.340 --> 00:30:19.830
because they don't have the right to waive.

613
00:30:19.830 --> 00:30:22.360
It's the Executor who makes that decision.

614
00:30:22.360 --> 00:30:23.833
Not the beneficiaries.

615
00:30:25.420 --> 00:30:27.611
<v ->I'm really confused then, about why the Federal Court</v>

616
00:30:27.611 --> 00:30:28.444
is so interested in whether or not

617
00:30:28.444 --> 00:30:32.030
it's derivative or independent.

618
00:30:32.030 --> 00:30:36.020
<v ->I think because the cases from other jurisdictions</v>

619
00:30:36.020 --> 00:30:37.420
and they're cited in the brief.

620
00:30:37.420 --> 00:30:40.502
That is how the other courts have determined.

621
00:30:40.502 --> 00:30:43.123
<v ->And you think it's all settled in Massachusetts already?</v>

622
00:30:44.340 --> 00:30:46.840
<v ->What I think it's settled is Wrongful Death Act.</v>

623
00:30:46.840 --> 00:30:49.820
The clause of the statute that determines the outcome

624
00:30:49.820 --> 00:30:50.890
of this case is settled.

625
00:30:50.890 --> 00:30:52.032
There shall be a single action.

626
00:30:52.032 --> 00:30:53.490
<v ->Would that be what was controlled by.</v>

627
00:30:53.490 --> 00:30:55.683
Would that be controlled by the order in a different case

628
00:30:55.683 --> 00:30:59.253
with the logic in a different case by Judge Zobel?

629
00:31:00.520 --> 00:31:01.353
<v ->I'm sorry--</v>

630
00:31:01.353 --> 00:31:03.020
<v ->Wasn't there different order</v>

631
00:31:03.020 --> 00:31:05.150
in a different cases by Judge Zobel

632
00:31:05.150 --> 00:31:06.300
coming out a different way?

633
00:31:06.300 --> 00:31:08.490
<v ->In a federal District court there was.</v>

634
00:31:08.490 --> 00:31:12.590
<v ->And so, how does this that affect this at all or not?</v>

635
00:31:12.590 --> 00:31:16.460
It just presents contrary opinion or?

636
00:31:16.460 --> 00:31:17.970
<v ->It's contrary to Judge Woodlock who,</v>

637
00:31:17.970 --> 00:31:20.230
in his decision in this case, specifically disagreed

638
00:31:20.230 --> 00:31:21.490
and identified why.
<v ->But they're basically</v>

639
00:31:21.490 --> 00:31:25.190
based on the same underlying legal claim, right?

640
00:31:25.190 --> 00:31:26.023
<v ->Yes.</v>

641
00:31:26.023 --> 00:31:26.856
<v ->Okay.</v>

642
00:31:26.856 --> 00:31:28.320
<v ->The last thing to answer your question, Your Honor,</v>

643
00:31:28.320 --> 00:31:29.950
about whether it's derivative,

644
00:31:29.950 --> 00:31:34.670
I believe 41 States have considered whether or not

645
00:31:34.670 --> 00:31:38.080
the consortium claims under a Wrongful Death Statute

646
00:31:38.080 --> 00:31:39.100
are derivative or not.

647
00:31:39.100 --> 00:31:43.360
27 of the 41 have decided that it is derivative.

648
00:31:43.360 --> 00:31:45.600
And again that is the language that has been used.

649
00:31:45.600 --> 00:31:46.433
<v Justice Gaziano>But it's not it settled</v>

650
00:31:46.433 --> 00:31:47.266
in Massachusetts, is it?

651
00:31:48.610 --> 00:31:49.900
<v ->I don't think that the term</v>

652
00:31:49.900 --> 00:31:51.930
whether its derivative for certain purposes

653
00:31:51.930 --> 00:31:53.370
has been specifically decided

654
00:31:53.370 --> 00:31:55.880
and the question that I have is whether or not,

655
00:31:55.880 --> 00:31:57.983
that's the real term that should be used.

656
00:31:57.983 --> 00:31:59.330
<v ->But that is the term that Judge Woodlock</v>

657
00:31:59.330 --> 00:32:00.937
uses any certification, is it not?

658
00:32:00.937 --> 00:32:01.770
<v ->Correct.</v>

659
00:32:02.895 --> 00:32:05.340
<v ->Where I asked can you decide that question?</v>

660
00:32:05.340 --> 00:32:07.650
<v ->Correct and I, for the reasons in the cases I cited,</v>

661
00:32:07.650 --> 00:32:08.720
I say that it is derivative

662
00:32:08.720 --> 00:32:11.430
because it's the same elements of cause of action.

663
00:32:11.430 --> 00:32:14.290
They're the same limitations on any recovery.

664
00:32:14.290 --> 00:32:16.393
The same procedural defences apply.

665
00:32:17.410 --> 00:32:19.800
The Statute of Repose et cetera.

666
00:32:19.800 --> 00:32:23.200
Because it arises from the same set of operative facts

667
00:32:23.200 --> 00:32:24.520
and that's what this court has held

668
00:32:24.520 --> 00:32:26.223
and said that it is symbiotic.

669
00:32:27.190 --> 00:32:28.110
<v Justices>Thank you.</v>

670
00:32:28.110 --> 00:32:29.190
<v ->Thank you, Judge.</v>

671
00:32:29.190 --> 00:32:30.523
<v Chief Justice>We'll do our morning break.</v>

 