﻿WEBVTT

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<v ->May it please the Court, my name is Kevin Peters,</v>

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and I represent eight professors from Tufts University

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who were granted tenure decades ago.

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They filed a suit challenging the legality,

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contractual legality, of compensation plans

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and a lab allocation plan,

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claiming that they were violations

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not only of their tenure contracts

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as they were formed at the time of their award,

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but also a violation of principles guaranteed by tenure,

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which include academic freedom and financial security.

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The action was dismissed on summary judgment.

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We're here appealing that decision.

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In its simplest form,

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this case really presents two questions.

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First question is whether Tufts was within its rights

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to impose fundraising obligations

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on appellants all without their consent?

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The second question is, if so, if they're entitled

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to unilaterally modify an employment contract?

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And whether the modifications impinge concepts

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that are defined in the Academic Freedom and Tenure policy,

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the AFTR policy that the Court will read or has,

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because it impedes academic freedom and financial security.

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Tenure in Massachusetts,

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as this Court has set on multiple occasions-

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<v ->Why do you take the position that academic freedom</v>

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and economic security

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are not ambiguous terms?

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<v ->For two reasons, number one,</v>

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the parties understand what academic freedom means.

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In other words-
<v ->Well, they dispute it.</v>

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<v ->No, no, my brother disputes it, okay?</v>

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But when I ask-
<v ->Represents a party.</v>

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<v ->When I ask, Your Honor, an academic freedom,</v>

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academic freedom is defined as absolute freedom

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to pursue whatever your research interests are.

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There's no real debate at all what academic freedom means.

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<v ->Well, there's no debate here</v>

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that they were allowed to pursue it.

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The question is the consequences of it, right?

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<v ->Well, no, Your Honor, they weren't,</v>

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because the question is whether or not-

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<v ->Nothing prevented them from doing any research</v>

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they wanted to do.

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They prevented them if they didn't generate income

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to pay for their lab space, and everything else,

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what the consequences were, right?

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They could study, you know, whatever they felt like.

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<v ->The impact, even slight, on academic freedom,</v>

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violates the policy, and the impact's undeniable,

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and here's why.

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NIH, if it were only the case,

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and I would still claim that this is not a right

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they have to unilaterally modify the contract,

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but let's take the case

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if it was only the case that they said,

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"You must support half of your salary with research."

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I have professors that do that.

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They choose what they wanna research, they study it,

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they write about it, and they make changes in the world.

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The problem is, is when you put the 65% ICR piece in,

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you've narrowed the field of available research.

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If you take research,

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every available source of research

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and funding for that research, including private research,

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this is a different argument and a different case.

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<v ->I'm just confused what you're arguing though.</v>

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Are you saying that when those professors

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were granted tenure, many of them 30 or 40 years ago,

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they can't change their lab space ever?

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They can't adjust their compensation in any negative way?

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<v Kevin>No, that's not what I'm saying.</v>

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<v ->What are you saying?</v>
<v ->I'm saying that</v>

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economic security and academic freedom

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are inextricably interrelated.

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<v ->I understand they're interrelated.</v>

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The question though is the language

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in the tenure principles talks about sufficient, right?

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It doesn't just talk about you can't,

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it doesn't say you can't lower anyone's salary, right?

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<v ->No, and we don't argue that salaries can't be lowered.</v>

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What we argue, Your Honor, is salaries cannot be lowered

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as a means to impose discipline

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on an academic who doesn't pursue research

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that is fundable by the NIH.

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I'll give you an example, Judge.

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<v ->But if a pharmaceutical company was willing</v>

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to pay the overhead,

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that's perfectly fine, right?

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If Novartis or one of these other major

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pharmaceutical companies was gonna give them grants

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that covered that amount, no problem, right?

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<v ->If it's 65%, it's no problem, Your Honor.</v>

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The real question is a basic principle question.

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I think it's undeniable that if we take all the research

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that can be done in the world,

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Judah Folkman, anti-angiogenesis, for example,

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the Covid vaccine,

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if we take all the research that can be done in the world

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and we say you can only do that research,

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which has a 65% ICR return,

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then you're narrowing the field of available research

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as a very practical matter in this context

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given the competitiveness of trying to get these 65% grants.

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<v ->But, again.</v>
<v ->Yes, sir.</v>

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<v ->They're running a university</v>

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with a confined amount of lab space too.

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If you're occupying that lab space,

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someone else is not occupying that lab space, right?

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There's not an unlimited amount of lab space in Tufts.

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That's one of the reasons they're shrinking your lab space

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if you don't have grants to support it,

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'cause somebody else may, right?

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<v ->The problem with the analysis, Your Honor,</v>

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is that if you're using lab space as a causal

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to enforce the obligation to fundraise,

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which is what's going on here,

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and specific fundraising, 65% ICR,

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then what you're doing is you're using

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what is a right of the professor.

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I mean, this Court addressed this issue

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on Hlatky v. Steward Health Care.

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A professor has-

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<v ->I know, but we're here because tenure is,</v>

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I mean, there are thousands of professors

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in Massachusetts with tenure,

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and we're trying to understand what,

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and those principles appear in at least some background way

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in every single tenure case, right?

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<v ->Yes, sir.</v>
<v ->So we're trying</v>

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to understand what meaning they have

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and how specific those requirements are, right?

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<v ->Let me go to first principles then.</v>

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<v ->Okay, that would be helpful.</v>

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Because I can't figure out,

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your brief seems to be an absolute brief

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that shrinking their lab space,

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diminishing their salary in any respect

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is a violation of tenure,

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at least that's the way I read it.

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I may be misreading it.

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But what are they allowed to do

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consistent with those principles?

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<v ->And let me try to make this clear.</v>

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I'm defending from the smallest space I can stand on.

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I am saying these policies, all right,

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the 2017 policy is modified in 2019,

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imposes an obligation that did not exist

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at the time they were granted tenure.

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Tufts' position is, is that they can do that, why?

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Because they maintain the right in the handbook

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to change personnel policies.

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So what Tufts does, if we wanna talk about ambiguity,

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and I think we must,

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is they take the term and they define it their own way.

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They say personnel policies means,

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"I can put a policy in place that,

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even though I have a contract with a professor

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that is full-time for life,

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that cannot be revoked except for malfeasance."

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<v ->But you say that's what it says.</v>

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That's not what their tenure letters said.

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Their tenure letters, in order to get tenure,

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they had to be full-time.

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And to get tenure is a big deal.

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You win the trifecta, right?

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The trifecta is you have

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some continuous employment, some.

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You have some economic security,

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that's sufficient economic security.

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And you have academic freedom, that's the trifecta.

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That's why they pop the champagne bottles

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when you get tenure, right?
<v ->Or sue when they don't.</v>

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<v ->But I don't understand.</v>

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There are limits to that too, right?

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<v ->Limits to be contractual.</v>

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I think we have to agree to that,

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because tenure's contractual.

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So the question is,

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what was the right when initially granted?

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And whether or not the university, which I can transpose-

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<v ->So what can they do with, again,</v>

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your clients have been employed for 50 years, some of them.

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Some of them, their grants

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have almost completely disappeared.

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What can they do consistent with those tenure principles?

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Nothing? Or have they gone too far?

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They may have gone too far,

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but they must be able to do something, right?

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<v ->Yes.</v>
<v ->And those principles,</v>

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as Justice Wendlandt's point, are somewhat ambiguous.

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<v ->So what they do is they take a concept,</v>

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and the concept is personnel policy.

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And they morph that personnel policy into,

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"We can do whatever we please."

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<v ->So can you answer this question?</v>

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What can they do consistent with your view

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of their contractual obligations to your clients?

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<v ->If a professor is not seriously performing</v>

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his or her obligations,

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they may be referred for tenure revocation

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pursuant to a Tenure Revocation policy

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that gives the professors-

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<v ->Where is that coming from?</v>

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<v ->The Tenure Revocation policy is under-</v>

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<v ->No, no, not the Tenure Revocation policy.</v>

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The analysis as to what flexibility

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Tufts Medical School has in light of the tenure contracts.

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Doesn't that come from norms

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in the industry?
<v ->Yes.</v>

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<v ->Where is it that you're finding, yes.</v>

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<v ->Norms in the industry</v>

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is a good place to start, Your Honor.

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<v ->Okay, and we only look to those under our canons</v>

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of construction of a contract

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if the terms are ambiguous.

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Which is why I started my questions

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with are these terms ambiguous?

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And I was surprised to hear you say no.

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Because if they're not ambiguous,

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we don't look at the norms of the industry.

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<v ->There's two things.</v>

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We have a situation where I think neither of us

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necessarily thinks the terms are ambiguous.

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I think maybe he thinks they're unenforceable.

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But we know what academic freedom is,

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and we know what the norms in the industry are.

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The American Association of University Professors

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submitted an amicus on this very thing.

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<v ->Okay, so they have to be ambiguous</v>

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in order for me to look at the norms in the industry?

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<v ->Let's assume that academic freedom is ambiguous-</v>

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<v ->Or the combination of that with economic security.</v>

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<v ->Is ambiguous, then the question</v>

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is you look to the industry itself.

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<v ->And this is on summary judgment.</v>

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What is in the record about the industry norms?

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<v ->We have four or five expert affidavits</v>

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that we submitted that discuss this very issue

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that are in the record.
<v ->Okay.</v>

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<v ->Both of you agree that the AAUP,</v>

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those principles are the norms in the industry.

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What they actually mean, you differ on.

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And the D.C. Circuit opinions,

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at least some of the amicus,

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refer to talk about those norms,

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that they're sort of the key norms in the industry,

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'cause academia is not really,

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although it's become more of an industry,

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at least when some of these people were given tenure,

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you know, it's a different era, but those are the norms.

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Right?
<v ->Right.</v>

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<v ->How restrictive they are is what I find</v>

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ambiguous and unclear.

256
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<v ->Except that, Your Honor,</v>

257
00:11:45.990 --> 00:11:48.990
if we take the very basic principle, and that is academic.

258
00:11:48.990 --> 00:11:50.940
<v ->But I don't see how it gets you there.</v>

259
00:11:50.940 --> 00:11:55.920
Sufficiently economic so that people of real intelligence

260
00:11:55.920 --> 00:11:57.660
stay in the profession.

261
00:11:57.660 --> 00:11:59.940
Your clients proved that.
<v ->No.</v>

262
00:11:59.940 --> 00:12:03.570
<v ->They stayed at Tufts for 30 and 40 years.</v>

263
00:12:03.570 --> 00:12:05.940
Their salary wasn't adjusted

264
00:12:05.940 --> 00:12:08.283
until they ran outta grant money.

265
00:12:09.210 --> 00:12:10.260
<v ->The argument is,</v>

266
00:12:10.260 --> 00:12:12.630
actually the provision is different than that.

267
00:12:12.630 --> 00:12:14.640
<v ->Mhmm, go ahead.</v>
<v ->The provision is</v>

268
00:12:14.640 --> 00:12:16.413
sufficiently attractive.

269
00:12:18.384 --> 00:12:19.980
<v ->There are two provisions.</v>

270
00:12:19.980 --> 00:12:22.653
The economic one says sufficiently what?

271
00:12:23.850 --> 00:12:26.640
<v ->I'll do it, "A sufficient degree of economic security</v>

272
00:12:26.640 --> 00:12:28.350
to make the profession attractive

273
00:12:28.350 --> 00:12:30.180
to men and women of ability."

274
00:12:30.180 --> 00:12:32.280
<v ->So it's not the negative.</v>

275
00:12:32.280 --> 00:12:35.040
It's not that it has to be unattractive.

276
00:12:35.040 --> 00:12:36.362
The question is whether or not a-

277
00:12:36.362 --> 00:12:38.820
<v Justice Kafker>A sufficient degree of economic security.</v>

278
00:12:38.820 --> 00:12:40.533
<v ->Your Honor, whether or not,</v>

279
00:12:41.610 --> 00:12:42.870
I don't think it's ambiguous,

280
00:12:42.870 --> 00:12:47.870
whether or not someone who is applying for tenure

281
00:12:48.150 --> 00:12:50.820
is being told, "We're gonna give you this job,"

282
00:12:50.820 --> 00:12:53.077
okay, which is what happened,

283
00:12:53.077 --> 00:12:55.800
"full-time for life, no funding obligations,"

284
00:12:55.800 --> 00:12:58.050
that's what this contract is.

285
00:12:58.050 --> 00:12:58.883
There's nothing in the agreement that-

286
00:12:58.883 --> 00:13:01.107
<v ->[Justice Wendlandt] Where does the contract say that?</v>

287
00:13:01.107 --> 00:13:03.750
<v ->The contract letters do not reflect</v>

288
00:13:03.750 --> 00:13:05.400
the obligation to raise funds.

289
00:13:05.400 --> 00:13:07.833
<v ->Right, but that's, again, not the negative.</v>

290
00:13:09.450 --> 00:13:10.890
You're quibbling about the negative of this-

291
00:13:10.890 --> 00:13:12.260
<v ->Let's take it-</v>
<v ->All they say</v>

292
00:13:12.260 --> 00:13:13.347
is you have tenure.
<v ->Yeah.</v>

293
00:13:13.347 --> 00:13:15.360
<v ->No, no, let's take it out of the context-</v>

294
00:13:15.360 --> 00:13:16.193
<v ->Right? Right?</v>

295
00:13:16.193 --> 00:13:18.427
When they got those letters, it said,

296
00:13:18.427 --> 00:13:21.270
"You are a tenured professor, congratulations."

297
00:13:21.270 --> 00:13:23.970
<v Kevin>Right, and what does that mean?</v>

298
00:13:23.970 --> 00:13:27.510
<v ->And then, I take it means those three norms,</v>

299
00:13:27.510 --> 00:13:30.280
those three norms provide the background

300
00:13:33.076 --> 00:13:35.340
for academic freedom,

301
00:13:35.340 --> 00:13:37.980
an expectation of continued employment,

302
00:13:37.980 --> 00:13:40.770
and sufficient economic security

303
00:13:40.770 --> 00:13:44.520
that people of intelligence will stay as professors.

304
00:13:44.520 --> 00:13:46.710
<v ->Not stay, be attracted to it.</v>

305
00:13:46.710 --> 00:13:48.847
<v ->Right, attracted.</v>
<v ->That's different.</v>

306
00:13:48.847 --> 00:13:50.677
"How are we gonna bring people in"?

307
00:13:50.677 --> 00:13:52.680
"How are we gonna make tenure

308
00:13:52.680 --> 00:13:54.097
something that attracts people"?

309
00:13:54.097 --> 00:13:56.580
<v ->[Justice Wendlandt] But what definition of attractive</v>

310
00:13:56.580 --> 00:13:57.630
only means come?

311
00:13:57.630 --> 00:13:59.910
<v ->We can define what isn't attractive?</v>

312
00:13:59.910 --> 00:14:02.190
I can't define what free speech is.

313
00:14:02.190 --> 00:14:03.780
I can define what it isn't.

314
00:14:03.780 --> 00:14:06.180
If someone tells me I'm not free to say something,

315
00:14:06.180 --> 00:14:07.800
then I don't have free speech.

316
00:14:07.800 --> 00:14:11.010
And the situation here is precisely the same.

317
00:14:11.010 --> 00:14:14.220
If I have the-
<v ->You have free speech,</v>

318
00:14:14.220 --> 00:14:16.680
I mean, again, this relates to another issue I've got,

319
00:14:16.680 --> 00:14:18.993
which is these are med school professors,

320
00:14:20.340 --> 00:14:23.190
they're not French literature professors,

321
00:14:23.190 --> 00:14:27.360
or even people who work with computers who don't occupy,

322
00:14:27.360 --> 00:14:28.710
you know, lab space.

323
00:14:28.710 --> 00:14:30.930
These are a different group of people.

324
00:14:30.930 --> 00:14:32.673
<v ->Tenure is university wide.</v>

325
00:14:33.840 --> 00:14:36.570
Tenure doesn't mean tenure for different people, it can't.

326
00:14:36.570 --> 00:14:39.570
<v ->You don't think there's a difference,</v>

327
00:14:39.570 --> 00:14:41.490
because all these provisions apply

328
00:14:41.490 --> 00:14:43.470
to the lab scientists, right?

329
00:14:43.470 --> 00:14:44.970
<v ->Yes.</v>
<v ->They don't apply</v>

330
00:14:44.970 --> 00:14:49.260
to the person teaching French or the person

331
00:14:49.260 --> 00:14:52.200
teaching computer science.
<v ->Agreed.</v>

332
00:14:52.200 --> 00:14:56.070
<v ->In other words, research is central to the whole model.</v>

333
00:14:56.070 --> 00:14:59.460
<v ->Research is one of the three things</v>

334
00:14:59.460 --> 00:15:02.550
that are required of a professor, and they're all equal.

335
00:15:02.550 --> 00:15:04.170
It's a three-legged bar stool.

336
00:15:04.170 --> 00:15:07.407
You have research, you have service to the community,

337
00:15:07.407 --> 00:15:09.120
and you have teaching.

338
00:15:09.120 --> 00:15:10.560
What they did in this instance is,

339
00:15:10.560 --> 00:15:13.260
is they elevated research to a point

340
00:15:13.260 --> 00:15:16.170
that if you don't comply with their fundraising obligations,

341
00:15:16.170 --> 00:15:17.910
even if you're an excellent teacher

342
00:15:17.910 --> 00:15:20.340
and an excellent member of the academic community,

343
00:15:20.340 --> 00:15:21.360
you get fired,

344
00:15:21.360 --> 00:15:22.600
or at least you can be referred for termination.

345
00:15:22.600 --> 00:15:24.510
<v ->Let me ask you this.</v>
<v ->Yes, sir.</v>

346
00:15:24.510 --> 00:15:27.750
<v ->If I have your argument right</v>

347
00:15:27.750 --> 00:15:31.920
in its simplest terms for the word academic freedom

348
00:15:31.920 --> 00:15:33.870
not being ambiguous,

349
00:15:33.870 --> 00:15:38.760
are you saying that you can't have academic freedom

350
00:15:38.760 --> 00:15:43.080
if you're so limited in the type of grants

351
00:15:43.080 --> 00:15:45.330
that you can apply for,

352
00:15:45.330 --> 00:15:50.310
because you have to go for the big bucks with the NIH

353
00:15:50.310 --> 00:15:53.220
and that that's a limited type of pool,

354
00:15:53.220 --> 00:15:57.300
and so therefore is your unambiguous argument

355
00:15:57.300 --> 00:15:59.430
that because you're limited to that,

356
00:15:59.430 --> 00:16:01.440
you don't really have academic freedom?

357
00:16:01.440 --> 00:16:02.880
<v ->I'm saying exactly that.</v>

358
00:16:02.880 --> 00:16:05.520
That if you take the full panoply of potential research

359
00:16:05.520 --> 00:16:08.460
and you say, "You make sure that you focus

360
00:16:08.460 --> 00:16:11.490
on the 65% ICR research,

361
00:16:11.490 --> 00:16:13.200
or else, if you don't support half your salary,"

362
00:16:13.200 --> 00:16:15.090
which is a challenging standard,

363
00:16:15.090 --> 00:16:17.820
you have to put in a lot of applications for that.

364
00:16:17.820 --> 00:16:20.250
<v Justice Kafker>Can they take away your lab?</v>

365
00:16:20.250 --> 00:16:22.320
<v ->Yeah.</v>
<v ->I mean, if you're studying</v>

366
00:16:22.320 --> 00:16:26.080
something that has no financial remuneration

367
00:16:27.060 --> 00:16:28.653
and you're occupying lab space,

368
00:16:29.490 --> 00:16:30.929
they can take away your lab?

369
00:16:30.929 --> 00:16:33.570
<v Kevin>No, not for failing</v>

370
00:16:33.570 --> 00:16:34.437
to meet a fundraising obligation.

371
00:16:34.437 --> 00:16:36.090
<v ->So when you get tenure,</v>

372
00:16:36.090 --> 00:16:39.540
you not only are guaranteed your salary,

373
00:16:39.540 --> 00:16:43.320
but you're guaranteed a lot of lab space too?

374
00:16:43.320 --> 00:16:46.110
<v ->No, not guaranteed a lot of lab space.</v>

375
00:16:46.110 --> 00:16:47.760
These professors got lab space

376
00:16:47.760 --> 00:16:49.560
as part of their job responsibilities.

377
00:16:49.560 --> 00:16:50.784
Just like Dr. Hlatky did in the Steward case.

378
00:16:50.784 --> 00:16:53.610
<v ->So when they had the lab space 50 years ago,</v>

379
00:16:53.610 --> 00:16:56.370
they get to keep that lab space forever?

380
00:16:56.370 --> 00:16:59.100
<v ->As long as they're doing their research,</v>

381
00:16:59.100 --> 00:17:00.930
they should have a place to do their research.

382
00:17:00.930 --> 00:17:04.239
Yes, that is an inextricable aspect of tenure.

383
00:17:04.239 --> 00:17:08.160
<v ->What about all the younger professors who need lab space</v>

384
00:17:08.160 --> 00:17:11.610
to do the kind of knowledge-based research

385
00:17:11.610 --> 00:17:13.560
that people want done?

386
00:17:13.560 --> 00:17:15.300
Those people are out of luck?

387
00:17:15.300 --> 00:17:16.710
<v ->I don't see anything in the record</v>

388
00:17:16.710 --> 00:17:19.500
that suggests that the lack of lab space

389
00:17:19.500 --> 00:17:21.060
was the issue going on here.

390
00:17:21.060 --> 00:17:22.290
It's evident that what's going on

391
00:17:22.290 --> 00:17:26.190
is it's a punitive measure done to convince people

392
00:17:26.190 --> 00:17:28.560
to focus their efforts on ICR,

393
00:17:28.560 --> 00:17:30.810
excuse me, research that generates the highest ICR.

394
00:17:30.810 --> 00:17:34.140
Let me read, because I think it makes sense to understand

395
00:17:34.140 --> 00:17:36.390
what academic freedom means to Tufts,

396
00:17:36.390 --> 00:17:38.550
at least the limitations they're on.

397
00:17:38.550 --> 00:17:42.090
I asked Thomas Malone, who is the 30-B6 witness

398
00:17:42.090 --> 00:17:44.793
and the school's executive dean, this question,

399
00:17:48.127 --> 00:17:49.650
"Does Tufts believe it has the right

400
00:17:49.650 --> 00:17:52.893
to impact academic freedom, even a little bit,

401
00:17:53.880 --> 00:17:57.390
in plans that it establishes and policies it puts in place?"

402
00:17:57.390 --> 00:18:00.060
And the answer is "No," not even a little bit.

403
00:18:00.060 --> 00:18:02.400
So if we're talking about a policy.

404
00:18:02.400 --> 00:18:04.004
<v Justice Kafker>I don't know who this person is.</v>

405
00:18:04.004 --> 00:18:07.050
<v ->He was the 30-B6 witness, and the person who just-</v>

406
00:18:07.050 --> 00:18:08.730
<v Justice Kafker>We're looking at contract language.</v>

407
00:18:08.730 --> 00:18:11.760
Right?
<v ->He's explaining what Tufts</v>

408
00:18:11.760 --> 00:18:13.290
says the contract means.

409
00:18:13.290 --> 00:18:14.730
This is the meeting of the minds.

410
00:18:14.730 --> 00:18:15.780
<v ->I assume we're gonna have,</v>

411
00:18:15.780 --> 00:18:17.287
he's gonna stand up and say,

412
00:18:17.287 --> 00:18:19.590
"The president of Tufts said this,

413
00:18:19.590 --> 00:18:22.740
and there are 18 other people who've qualified this."

414
00:18:22.740 --> 00:18:25.800
<v ->There are three other areas in the transcript,</v>

415
00:18:25.800 --> 00:18:27.690
all of which are the other, there are three,

416
00:18:27.690 --> 00:18:29.850
three 30-B6 witnesses,

417
00:18:29.850 --> 00:18:32.250
three witnesses testified the same way,

418
00:18:32.250 --> 00:18:34.080
that any impact on academic freedom

419
00:18:34.080 --> 00:18:35.880
violates the AFTR policy.

420
00:18:35.880 --> 00:18:37.410
Which makes perfect sense, by the way.

421
00:18:37.410 --> 00:18:40.350
<v ->And when we read this deposition transcript,</v>

422
00:18:40.350 --> 00:18:42.243
we're gonna hear that he's saying that,

423
00:18:42.243 --> 00:18:45.870
"'If you in any way impact my lab space

424
00:18:45.870 --> 00:18:50.040
or make me do research that basically I get reimbursed for,

425
00:18:50.040 --> 00:18:53.400
that's an interference with academic freedom at Tufts,'

426
00:18:53.400 --> 00:18:54.687
and we agree with that"?

427
00:18:56.339 --> 00:18:57.390
I'll be flabbergasted.

428
00:18:57.390 --> 00:18:58.860
<v ->They're not gonna admit that, Your Honor.</v>

429
00:18:58.860 --> 00:19:01.320
The real question is what this Court can understand

430
00:19:01.320 --> 00:19:03.150
just as a practical matter, frankly,

431
00:19:03.150 --> 00:19:05.040
by judicial notice on some level,

432
00:19:05.040 --> 00:19:06.716
if I have a universe-

433
00:19:06.716 --> 00:19:09.020
<v ->But, I mean, I say you're citing to deposition testimony,</v>

434
00:19:09.020 --> 00:19:11.160
30-B6 testimony, and again,

435
00:19:11.160 --> 00:19:12.750
I go back to my first question

436
00:19:12.750 --> 00:19:17.400
is I don't look at that unless the term is ambiguous.

437
00:19:17.400 --> 00:19:21.180
And your position in your brief is that it's not ambiguous.

438
00:19:21.180 --> 00:19:23.760
<v ->Well, Your Honor, because the way</v>

439
00:19:23.760 --> 00:19:25.680
that it's defined in academia,

440
00:19:25.680 --> 00:19:28.560
just like free speech is defined under constitutional law,

441
00:19:28.560 --> 00:19:29.940
we know what it is.

442
00:19:29.940 --> 00:19:33.300
It is the freedom to pursue whatever your heart desires.

443
00:19:33.300 --> 00:19:35.820
It may sound counterintuitive, it may sound-

444
00:19:35.820 --> 00:19:37.560
<v ->No, it doesn't sound counterintuitive.</v>

445
00:19:37.560 --> 00:19:40.110
It's just that you're citing to me things

446
00:19:40.110 --> 00:19:44.883
that require me to conclude that the term is ambiguous.

447
00:19:45.773 --> 00:19:48.090
And it's contrary to the position

448
00:19:48.090 --> 00:19:48.930
that you took in your brief.

449
00:19:48.930 --> 00:19:51.090
<v ->Well, this Court views this de novo.</v>

450
00:19:51.090 --> 00:19:53.970
So even if the provision is ambiguous,

451
00:19:53.970 --> 00:19:55.770
the question is, whether or not it can be resolved

452
00:19:55.770 --> 00:19:57.420
on the record before the Court?

453
00:19:57.420 --> 00:19:59.190
And the answer is it can be,

454
00:19:59.190 --> 00:20:01.230
because there's no real debate

455
00:20:01.230 --> 00:20:03.180
that tenure is a full-time job.

456
00:20:03.180 --> 00:20:05.550
This novel idea that we can take-

457
00:20:05.550 --> 00:20:06.480
<v ->That was my other question.</v>

458
00:20:06.480 --> 00:20:08.640
Are you asking us to vacate the lower court decision

459
00:20:08.640 --> 00:20:09.930
or are you asking us to affirm

460
00:20:09.930 --> 00:20:11.970
summary judgment on your behalf?

461
00:20:11.970 --> 00:20:14.430
<v ->B, I believe summary judgment in favor</v>

462
00:20:14.430 --> 00:20:17.100
of the professor's is merited on the record.

463
00:20:17.100 --> 00:20:19.920
This is a question of law, fundamentally.

464
00:20:19.920 --> 00:20:23.553
And the question is, well, I proposed the questions.

465
00:20:25.380 --> 00:20:29.400
But the idea that Tufts can take a full-time position,

466
00:20:29.400 --> 00:20:31.597
and there can be no question that this is,

467
00:20:31.597 --> 00:20:32.850
"I am a professor.

468
00:20:32.850 --> 00:20:34.620
My obligations are not just research.

469
00:20:34.620 --> 00:20:36.960
I have to teach and I have to be part of the community."

470
00:20:36.960 --> 00:20:41.190
In fact, the 2017 compensation policy says exactly that.

471
00:20:41.190 --> 00:20:42.427
In the area where it says,

472
00:20:42.427 --> 00:20:44.580
"We can cut you down to half time," it's still-

473
00:20:44.580 --> 00:20:46.230
<v ->We're gonna ask your brother those questions.</v>

474
00:20:46.230 --> 00:20:48.450
But your view is they can't do anything.

475
00:20:48.450 --> 00:20:50.340
They can't touch your lab space.

476
00:20:50.340 --> 00:20:52.200
They can't change your salary.

477
00:20:52.200 --> 00:20:53.110
They can't

478
00:20:55.830 --> 00:20:57.390
change your status in any way.

479
00:20:57.390 --> 00:21:00.480
You were tenured, and that's for life.

480
00:21:00.480 --> 00:21:02.130
<v Kevin>They may not do that.</v>

481
00:21:02.130 --> 00:21:02.963
<v Justice Kafker>I just wanna make sure,</v>

482
00:21:02.963 --> 00:21:05.340
am I accurately describing your position?

483
00:21:05.340 --> 00:21:07.650
<v ->You're missing everything after the comma.</v>

484
00:21:07.650 --> 00:21:10.710
<v ->But tell me what they can do.</v>

485
00:21:10.710 --> 00:21:15.180
What can they do to someone who is not bringing in money?

486
00:21:15.180 --> 00:21:17.150
Nothing?
<v ->Well, first question is,</v>

487
00:21:17.150 --> 00:21:18.480
is are they required to?

488
00:21:18.480 --> 00:21:20.340
And you're gonna have to struggle with that question

489
00:21:20.340 --> 00:21:21.420
because the answer is no.

490
00:21:21.420 --> 00:21:23.610
<v ->I would just love an answer to the question</v>

491
00:21:23.610 --> 00:21:28.610
of what can you do to a tenured medical school professor?

492
00:21:29.340 --> 00:21:31.620
Not who's sexually harassing someone

493
00:21:31.620 --> 00:21:34.410
where there's for cause for termination,

494
00:21:34.410 --> 00:21:37.860
and not whose department is studying something

495
00:21:37.860 --> 00:21:40.470
that no one does anymore.

496
00:21:40.470 --> 00:21:44.640
What can you do to a professor who's tenured

497
00:21:44.640 --> 00:21:49.640
who no longer is bringing in money to support their lab?

498
00:21:49.980 --> 00:21:52.620
<v ->What you can do, Your Honor, is number one,</v>

499
00:21:52.620 --> 00:21:55.530
you can refer that person

500
00:21:55.530 --> 00:21:58.380
to the Tenure Revocation Committee.

501
00:21:58.380 --> 00:22:00.480
And that process,

502
00:22:00.480 --> 00:22:02.940
which is described and contractually mandated,

503
00:22:02.940 --> 00:22:03.900
can be undertaken.
<v ->That's for the</v>

504
00:22:03.900 --> 00:22:05.310
for cause discipline, right?

505
00:22:05.310 --> 00:22:06.930
<v ->That's what we're talking about,</v>

506
00:22:06.930 --> 00:22:09.180
you can be disciplined for cause.

507
00:22:09.180 --> 00:22:11.070
<v ->You're saying that when someone</v>

508
00:22:11.070 --> 00:22:14.130
becomes basically a scholar who can't generate money,

509
00:22:14.130 --> 00:22:15.750
a med school professor,

510
00:22:15.750 --> 00:22:18.300
their only way of impacting them

511
00:22:18.300 --> 00:22:20.550
is through the for cause disciplinary process.

512
00:22:20.550 --> 00:22:22.860
And I'm not saying that critically, I'm just asking,

513
00:22:22.860 --> 00:22:23.693
is that your point?
<v ->Yes.</v>

514
00:22:23.693 --> 00:22:24.570
Retrospectively that's true,

515
00:22:24.570 --> 00:22:26.130
because that's what the contract is.

516
00:22:26.130 --> 00:22:28.950
Prospectively, they can do whatever they want.

517
00:22:28.950 --> 00:22:29.790
I mean, there's the point.

518
00:22:29.790 --> 00:22:33.120
If we wanna redefine what tenure is by putting in policies

519
00:22:33.120 --> 00:22:34.800
that require fundraising

520
00:22:34.800 --> 00:22:38.130
and that impose tenure revocation for not raising funds,

521
00:22:38.130 --> 00:22:39.240
they can do that.

522
00:22:39.240 --> 00:22:41.850
What they can't do is unilaterally modify the contract

523
00:22:41.850 --> 00:22:44.700
to impose those obligations retrospectively.

524
00:22:44.700 --> 00:22:46.560
That's what we're arguing here.

525
00:22:46.560 --> 00:22:48.330
So there's two things that can happen.

526
00:22:48.330 --> 00:22:49.950
They can be referred for tenure revocation,

527
00:22:49.950 --> 00:22:50.783
and then their peers will decide.

528
00:22:50.783 --> 00:22:52.170
<v ->Again, and we're going around,</v>

529
00:22:52.170 --> 00:22:54.030
and I'm sure the Chief is gonna cut this off,

530
00:22:54.030 --> 00:22:57.810
but the letter of tenure

531
00:22:57.810 --> 00:23:00.420
provides them with tenure.

532
00:23:00.420 --> 00:23:05.420
Then we're directed to the AAUP principles and other things.

533
00:23:05.430 --> 00:23:08.070
'Cause none of this is in their tenure letter, right?

534
00:23:08.070 --> 00:23:10.177
They didn't sign a contract saying,

535
00:23:10.177 --> 00:23:12.270
"When you become tenured,

536
00:23:12.270 --> 00:23:17.250
you will be a full-time employee with your salary forever

537
00:23:17.250 --> 00:23:18.510
and lab space forever,"

538
00:23:18.510 --> 00:23:20.280
that was not in the contract.

539
00:23:20.280 --> 00:23:24.930
We need to dig through the AAUP principles

540
00:23:24.930 --> 00:23:26.220
and other things to determine

541
00:23:26.220 --> 00:23:28.710
what that original contract was, right?

542
00:23:28.710 --> 00:23:30.450
<v ->Yes, the original contract, Your Honor,</v>

543
00:23:30.450 --> 00:23:32.910
I don't think there's much debate on this, is this.

544
00:23:32.910 --> 00:23:35.220
I never should say that,

545
00:23:35.220 --> 00:23:36.960
strike that, there's not much debate.

546
00:23:36.960 --> 00:23:40.620
The original contract was comprised of their award letters,

547
00:23:40.620 --> 00:23:42.480
were also comprised of the policies

548
00:23:42.480 --> 00:23:44.760
that were in place at the time

549
00:23:44.760 --> 00:23:46.380
that described what tenure was.

550
00:23:46.380 --> 00:23:48.900
One of those policies was the Basic Science policy,

551
00:23:48.900 --> 00:23:51.210
and one of those policies was the AFTR policy.

552
00:23:51.210 --> 00:23:52.710
Under the Basic Science policy,

553
00:23:52.710 --> 00:23:54.810
as my brother will tell you,

554
00:23:54.810 --> 00:23:58.770
the school has an expectation,

555
00:23:58.770 --> 00:23:59.910
a term that appears throughout

556
00:23:59.910 --> 00:24:02.610
that they use synonymously with a demand.

557
00:24:02.610 --> 00:24:05.190
But let's just say, they have an expectation

558
00:24:05.190 --> 00:24:07.500
that you be an independent researcher.

559
00:24:07.500 --> 00:24:10.830
Tufts has taken that term of independent researcher

560
00:24:10.830 --> 00:24:13.980
and has said, "Well, it must mean financially independent."

561
00:24:13.980 --> 00:24:15.270
When, if you look at the context,

562
00:24:15.270 --> 00:24:18.600
really what it means is consistent with academic freedom,

563
00:24:18.600 --> 00:24:20.340
you must have independent thought.

564
00:24:20.340 --> 00:24:21.960
You must do your own independent research.

565
00:24:21.960 --> 00:24:24.660
You must come to your independent ideas,

566
00:24:24.660 --> 00:24:25.493
and then pursue them.

567
00:24:25.493 --> 00:24:27.290
You can't be someone else's lab partner.

568
00:24:28.860 --> 00:24:31.830
Every one of my professors falls into that category.

569
00:24:31.830 --> 00:24:34.530
I've got Dr. Soto, for example, okay,

570
00:24:34.530 --> 00:24:39.530
who discovered the correlation between BPAs in plastics

571
00:24:39.750 --> 00:24:41.250
and birth injuries.

572
00:24:41.250 --> 00:24:42.900
There were warnings all over the world

573
00:24:42.900 --> 00:24:44.130
because of her research.

574
00:24:44.130 --> 00:24:47.880
Unfunded, too basic for NIH.

575
00:24:47.880 --> 00:24:50.760
That's what we're risking here, okay?

576
00:24:50.760 --> 00:24:53.647
Because if we have a policy in place that schools can say,

577
00:24:53.647 --> 00:24:57.360
"Look, we're gonna turn you into little revenue generators,"

578
00:24:57.360 --> 00:24:59.520
like my son's MathWorks might,

579
00:24:59.520 --> 00:25:04.520
or any other biotech company that hires an employee, right?

580
00:25:06.000 --> 00:25:07.170
<v ->No.</v>
<v ->Okay.</v>

581
00:25:07.170 --> 00:25:09.105
<v ->Excuse me.</v>
<v ->All right, thank you.</v>

582
00:25:09.105 --> 00:25:09.938
<v ->Thank you.</v>

583
00:25:16.212 --> 00:25:18.270
<v ->May it please the Court, my name is Daryl Lapp,</v>

584
00:25:18.270 --> 00:25:20.973
and I represent the trustees of Tufts College.

585
00:25:22.830 --> 00:25:24.810
The Superior Court got it right.

586
00:25:24.810 --> 00:25:27.210
<v ->Yeah, I'm not 100% sure of that.</v>

587
00:25:27.210 --> 00:25:28.450
But can you tell us

588
00:25:31.710 --> 00:25:32.823
what can't you do?

589
00:25:33.660 --> 00:25:38.310
Under your view, does Tufts, what does tenure mean?

590
00:25:38.310 --> 00:25:40.890
I'm just trying to understand what it is.

591
00:25:40.890 --> 00:25:43.320
<v ->What tenure means is what it says</v>

592
00:25:43.320 --> 00:25:47.190
in the Academic Freedom, Tenure, and Retirement policy,

593
00:25:47.190 --> 00:25:49.710
which is one of the documents that the parties agree

594
00:25:49.710 --> 00:25:53.130
is part of the plaintiff's employment contract.

595
00:25:53.130 --> 00:25:56.047
And what that document says is that,

596
00:25:56.047 --> 00:25:58.140
"When you achieve tenure,

597
00:25:58.140 --> 00:26:01.500
you have achieved a continuous appointment

598
00:26:01.500 --> 00:26:03.780
that is a lifetime appointment,

599
00:26:03.780 --> 00:26:06.750
which can be terminated only for certain specified reasons,"

600
00:26:06.750 --> 00:26:09.780
cause, financial exigency, program discontinuance,

601
00:26:09.780 --> 00:26:13.200
resignation, or retirement.

602
00:26:13.200 --> 00:26:15.930
That is what tenure means.

603
00:26:15.930 --> 00:26:18.210
<v ->Well, hold on, there's three components to tenure, right?</v>

604
00:26:18.210 --> 00:26:19.260
Bear with me for a second,

605
00:26:19.260 --> 00:26:21.990
'cause your briefs are very good.

606
00:26:21.990 --> 00:26:24.510
We understand sort of the basics of your position.

607
00:26:24.510 --> 00:26:27.300
So there are three components to tenure.

608
00:26:27.300 --> 00:26:30.660
One is just what you said, continuous employment.

609
00:26:30.660 --> 00:26:32.730
You're no longer an assistant professor

610
00:26:32.730 --> 00:26:35.760
who they can get rid of at the end of the year.

611
00:26:35.760 --> 00:26:39.990
Two, you have sufficient economic security,

612
00:26:39.990 --> 00:26:42.300
whatever that vague language is.

613
00:26:42.300 --> 00:26:45.363
And three, you have academic freedom.

614
00:26:46.920 --> 00:26:48.030
You're not gonna be punished

615
00:26:48.030 --> 00:26:51.240
'cause you're studying something controversial.

616
00:26:51.240 --> 00:26:52.560
You're studying stem cells,

617
00:26:52.560 --> 00:26:55.500
you're not gonna be punished 'cause you're doing that,

618
00:26:55.500 --> 00:26:58.080
because the board of trustees doesn't like that.

619
00:26:58.080 --> 00:27:03.080
But can you reduce their salary to $3 under your view?

620
00:27:03.450 --> 00:27:06.360
<v ->It would not be a violation of the tenure policy to do so.</v>

621
00:27:06.360 --> 00:27:07.193
<v ->Really?</v>

622
00:27:07.193 --> 00:27:11.010
I mean, so that all those thousands of professors

623
00:27:11.010 --> 00:27:12.730
in Massachusetts who are tenured

624
00:27:15.000 --> 00:27:17.310
under these AAUP principles,

625
00:27:17.310 --> 00:27:21.030
your view is that they can reduce everybody to $4?

626
00:27:21.030 --> 00:27:25.563
The French professors, the computer scientists,

627
00:27:26.670 --> 00:27:30.030
tenure just means you get to stay, but for nothing?

628
00:27:30.030 --> 00:27:31.470
<v ->Well, couple of things.</v>
<v ->Go ahead.</v>

629
00:27:31.470 --> 00:27:33.420
<v Daryl>First of all, Your Honor, please, the-</v>

630
00:27:33.420 --> 00:27:34.410
<v ->Well, but that's the question.</v>

631
00:27:34.410 --> 00:27:36.810
You said they can reduce it to $3, right?

632
00:27:36.810 --> 00:27:38.550
<v ->I'm saying it would not be a violation</v>

633
00:27:38.550 --> 00:27:40.533
of the tenure policy to do that.

634
00:27:42.150 --> 00:27:46.470
The rights that one has as a tenured faculty member

635
00:27:46.470 --> 00:27:49.530
are whatever rights you have as a matter of contract.

636
00:27:49.530 --> 00:27:51.630
We've cited case after case-

637
00:27:51.630 --> 00:27:53.940
<v ->But the tenure norms</v>

638
00:27:53.940 --> 00:27:56.820
are part of that contract, aren't they?

639
00:27:56.820 --> 00:27:59.790
<v ->Not where the parties agree,</v>

640
00:27:59.790 --> 00:28:02.460
and they agreed, until this morning,

641
00:28:02.460 --> 00:28:04.860
that the contract is unambiguous.

642
00:28:04.860 --> 00:28:07.260
Whereas here, the parties are in agreement-

643
00:28:07.260 --> 00:28:08.915
<v ->But that's a legal determination.</v>

644
00:28:08.915 --> 00:28:11.910
And so, well, you guys can agree to whatever you want to,

645
00:28:11.910 --> 00:28:13.260
I'm looking at these words

646
00:28:13.260 --> 00:28:15.870
and I'm thinking as a legal matter,

647
00:28:15.870 --> 00:28:19.470
I don't know exactly the contours

648
00:28:19.470 --> 00:28:21.120
of what academic freedom are,

649
00:28:21.120 --> 00:28:23.910
nor do I understand what academic freedom

650
00:28:23.910 --> 00:28:26.850
is in the context of economic security,

651
00:28:26.850 --> 00:28:29.820
which you agree are part of the contract

652
00:28:29.820 --> 00:28:33.180
that your clients made with their clients.

653
00:28:33.180 --> 00:28:37.470
<v ->I agree, Your Honor, that the relevant provisions</v>

654
00:28:37.470 --> 00:28:40.860
of the AFTR policy are part of the contract.

655
00:28:40.860 --> 00:28:44.190
The first part of Justice Kafker's trifecta

656
00:28:44.190 --> 00:28:45.780
is a part of the contract,

657
00:28:45.780 --> 00:28:48.690
a contract of continuous employment.

658
00:28:48.690 --> 00:28:52.020
The second part, academic freedom,

659
00:28:52.020 --> 00:28:55.200
is not inherent in tenure.

660
00:28:55.200 --> 00:28:57.480
The academic freedom-
<v ->Really?</v>

661
00:28:57.480 --> 00:29:00.630
<v ->All faculty at Tufts enjoy academic freedom.</v>

662
00:29:00.630 --> 00:29:02.940
This is not just a tenure policy.

663
00:29:02.940 --> 00:29:06.300
It's the Academic Freedom, Tenure and Retirement policy,

664
00:29:06.300 --> 00:29:09.330
some provisions of which are specific to tenure.

665
00:29:09.330 --> 00:29:10.890
<v ->You're not really arguing that tenure</v>

666
00:29:10.890 --> 00:29:12.540
doesn't include academic freedom.

667
00:29:12.540 --> 00:29:16.680
'Cause if you're gutting, you know,

668
00:29:16.680 --> 00:29:19.740
the entire conception of tenure, if that's the case, right?

669
00:29:19.740 --> 00:29:23.010
<v ->I am not disputing that tenured faculty,</v>

670
00:29:23.010 --> 00:29:25.500
like other faculty at Tufts,

671
00:29:25.500 --> 00:29:28.140
enjoy a promise of academic freedom.

672
00:29:28.140 --> 00:29:31.030
What that promise is we answer by looking-

673
00:29:31.030 --> 00:29:34.770
<v ->Because unlike the other faculty members,</v>

674
00:29:34.770 --> 00:29:37.740
those assistant professors or adjunct professors

675
00:29:37.740 --> 00:29:39.423
they can get rid of at will.

676
00:29:41.190 --> 00:29:42.720
Or at least they can get rid of subject

677
00:29:42.720 --> 00:29:46.080
to these very limited contractual protections they have.

678
00:29:46.080 --> 00:29:49.560
But tenured professors are different.

679
00:29:49.560 --> 00:29:52.623
And if academic freedom has no role for them,

680
00:29:54.420 --> 00:29:58.920
all those corks that were popped were popped in error.

681
00:29:58.920 --> 00:30:00.333
The same thing with-

682
00:30:01.560 --> 00:30:03.000
<v ->Wait, are you, I'm sorry.</v>
<v ->Yeah, go ahead.</v>

683
00:30:03.000 --> 00:30:05.430
<v ->Are you saying academic freedom</v>

684
00:30:05.430 --> 00:30:09.210
is not the exclusive provenance

685
00:30:09.210 --> 00:30:11.430
of the tenured professors?

686
00:30:11.430 --> 00:30:14.310
That it applies to them, as well as to others?

687
00:30:14.310 --> 00:30:15.143
<v ->Yes.</v>
<v ->Okay.</v>

688
00:30:15.143 --> 00:30:16.473
So it's part of the contract?

689
00:30:17.520 --> 00:30:19.830
<v ->Academic freedom is a promise</v>

690
00:30:19.830 --> 00:30:21.840
that Tufts makes to all of its faculty.

691
00:30:21.840 --> 00:30:24.470
<v ->Right, another word for promise is a contract.</v>

692
00:30:24.470 --> 00:30:26.490
So we have an agreement of the minds

693
00:30:26.490 --> 00:30:29.253
that you've promised academic freedom.

694
00:30:30.240 --> 00:30:32.970
<v ->And what is the contour of that promise?</v>

695
00:30:32.970 --> 00:30:36.450
We have made a promise of academic freedom.

696
00:30:36.450 --> 00:30:39.510
That promise is not, as my brother would have it,

697
00:30:39.510 --> 00:30:41.040
academic freedom means being able

698
00:30:41.040 --> 00:30:43.320
to do whatever you want to do.

699
00:30:43.320 --> 00:30:44.400
To answer the question,

700
00:30:44.400 --> 00:30:47.010
what promise of academic freedom did we make?

701
00:30:47.010 --> 00:30:48.060
We look to the policy.

702
00:30:48.060 --> 00:30:50.257
And what it says is,

703
00:30:50.257 --> 00:30:53.340
"Academic freedom applies to teaching and research.

704
00:30:53.340 --> 00:30:55.830
It's important you enjoy it

705
00:30:55.830 --> 00:31:00.300
subject to the adequate performance of your other duties,"

706
00:31:00.300 --> 00:31:03.727
a point my brother neglects to mention.

707
00:31:03.727 --> 00:31:06.150
"And it provides that when a teacher speaks

708
00:31:06.150 --> 00:31:10.260
or writes as a citizen, not on behalf of the institution,

709
00:31:10.260 --> 00:31:12.150
they should be free from institutional

710
00:31:12.150 --> 00:31:14.190
censorship or discipline."

711
00:31:14.190 --> 00:31:15.930
That is what the contract says.

712
00:31:15.930 --> 00:31:17.930
That is the promise of academic freedom.

713
00:31:18.840 --> 00:31:23.840
<v ->Yes, and I get that he's overstating what it guarantees.</v>

714
00:31:23.910 --> 00:31:28.410
But they have the ability

715
00:31:28.410 --> 00:31:31.260
to do research.

716
00:31:31.260 --> 00:31:33.240
I don't know, it seems to me that the fight here

717
00:31:33.240 --> 00:31:35.250
is not over academic freedom,

718
00:31:35.250 --> 00:31:37.470
although they're trying to link it to that.

719
00:31:37.470 --> 00:31:41.640
But economic security and continuous employment,

720
00:31:41.640 --> 00:31:46.640
which are two other components of being a tenured professor.

721
00:31:47.730 --> 00:31:50.430
<v ->As to the third part of Your Honor's trifecta,</v>

722
00:31:50.430 --> 00:31:52.920
we say two things.

723
00:31:52.920 --> 00:31:55.200
First of all, the language in the policy

724
00:31:55.200 --> 00:31:59.130
about economic security is not of contractual effect.

725
00:31:59.130 --> 00:32:02.217
It is a prefatory statement.
<v ->Why?</v>

726
00:32:02.217 --> 00:32:03.330
Can you explain that?

727
00:32:03.330 --> 00:32:05.190
<v ->Because it's not a specific promise.</v>

728
00:32:05.190 --> 00:32:07.170
This is a contract case.
<v ->Yes.</v>

729
00:32:07.170 --> 00:32:08.287
<v ->The plaintiffs are here saying,</v>

730
00:32:08.287 --> 00:32:10.560
"We are here to enforce contractual promises

731
00:32:10.560 --> 00:32:11.820
under our employment agreements,

732
00:32:11.820 --> 00:32:14.160
which include the AFTR policy."

733
00:32:14.160 --> 00:32:16.140
Well, let's ask the question.

734
00:32:16.140 --> 00:32:20.460
Does the AFTR policy include a contractually binding promise

735
00:32:20.460 --> 00:32:22.290
about economic security?

736
00:32:22.290 --> 00:32:25.500
Other courts that have reached this issue have said no,

737
00:32:25.500 --> 00:32:26.333
as did the Superior Court, because-

738
00:32:26.333 --> 00:32:30.903
<v ->But the New York Court does, and it's heavily criticized.</v>

739
00:32:31.740 --> 00:32:33.540
Sometimes people define,

740
00:32:33.540 --> 00:32:37.140
they can define tenure, that economic security,

741
00:32:37.140 --> 00:32:38.820
and redefine it in the contract.

742
00:32:38.820 --> 00:32:41.040
But it's a background norm for us

743
00:32:41.040 --> 00:32:43.503
to give meaning to this.

744
00:32:44.966 --> 00:32:47.790
<v ->This is not a case for the application</v>

745
00:32:47.790 --> 00:32:49.650
of background norms.
<v ->Really?</v>

746
00:32:49.650 --> 00:32:51.180
<v ->It is a case for the,</v>

747
00:32:51.180 --> 00:32:55.620
the Court should respectfully follow the clear principles

748
00:32:55.620 --> 00:32:57.480
of Massachusetts contract law,

749
00:32:57.480 --> 00:32:58.737
interpret the contract language, and not-

750
00:32:58.737 --> 00:33:01.530
<v ->Okay, but we're gonna do that though.</v>

751
00:33:01.530 --> 00:33:04.080
But that language is in the,

752
00:33:04.080 --> 00:33:08.160
by the way, the contract you both point to is the letter,

753
00:33:08.160 --> 00:33:11.160
the letter references tenure.

754
00:33:11.160 --> 00:33:13.740
And then, the only references to tenure

755
00:33:13.740 --> 00:33:15.453
that we have to draw on,

756
00:33:16.290 --> 00:33:21.060
which are in every faculty tenure around the country,

757
00:33:21.060 --> 00:33:23.100
is this principle.

758
00:33:23.100 --> 00:33:26.790
So we can't just ignore it and treat it as prefatory

759
00:33:26.790 --> 00:33:28.980
the way the trial court did,

760
00:33:28.980 --> 00:33:33.093
because it's language and it's clearly,

761
00:33:34.140 --> 00:33:36.660
it may be too ambiguous to give meaning to,

762
00:33:36.660 --> 00:33:39.273
but it's not prefatory.

763
00:33:40.110 --> 00:33:41.913
It's a part of the contract.

764
00:33:44.946 --> 00:33:46.440
<v ->It is prefatory,</v>

765
00:33:46.440 --> 00:33:47.670
and it is, more importantly,

766
00:33:47.670 --> 00:33:51.390
too ambiguous to give meaning to, as other courts have held.

767
00:33:51.390 --> 00:33:54.150
And if it has any meaning,

768
00:33:54.150 --> 00:33:55.710
as the trial court found,

769
00:33:55.710 --> 00:33:58.470
and as other courts around the country have found,

770
00:33:58.470 --> 00:34:02.430
it is a reference to the one form of economic security

771
00:34:02.430 --> 00:34:05.280
that is actually referenced in the contract,

772
00:34:05.280 --> 00:34:07.170
which is continuous employment.

773
00:34:07.170 --> 00:34:08.580
There's nothing-
<v ->What is continuous</v>

774
00:34:08.580 --> 00:34:11.370
employment if you're gonna pay somebody $3?

775
00:34:11.370 --> 00:34:12.870
<v ->Well, nobody's being paid $3.</v>

776
00:34:12.870 --> 00:34:14.790
<v ->No, but, you know, that's the hypothetical,</v>

777
00:34:14.790 --> 00:34:16.140
that's the extreme, right?

778
00:34:16.140 --> 00:34:18.930
Or nothing, you know.
<v ->What about the half FTE?</v>

779
00:34:18.930 --> 00:34:21.240
That's not continuous employment, is it?

780
00:34:21.240 --> 00:34:25.023
<v ->It is continuous employment.</v>
<v ->It's just not getting paid.</v>

781
00:34:26.730 --> 00:34:28.233
<v ->As my brother has said,</v>

782
00:34:29.250 --> 00:34:32.700
there were three dimensions to these folks' jobs,

783
00:34:32.700 --> 00:34:35.460
research, teaching, and service.

784
00:34:35.460 --> 00:34:39.270
They aren't doing half of their job,

785
00:34:39.270 --> 00:34:42.661
thus it's fully consistent with their contract rights.

786
00:34:42.661 --> 00:34:43.890
<v ->[Justice Wendlandt] Why do you say they're not doing</v>

787
00:34:43.890 --> 00:34:44.850
half of their job?

788
00:34:44.850 --> 00:34:47.460
<v ->They're not succeeding in the role of being-</v>

789
00:34:47.460 --> 00:34:49.880
<v ->Isn't the remedy to revoke tenureship?</v>

790
00:34:51.720 --> 00:34:53.160
<v ->Tufts could do that.</v>

791
00:34:53.160 --> 00:34:56.610
It also has every right under the party's contract

792
00:34:56.610 --> 00:35:00.030
to adjust their salaries pursuant to policies

793
00:35:00.030 --> 00:35:05.030
that Tufts had every ability and right to introduce.

794
00:35:05.190 --> 00:35:08.040
There's nothing about the plaintiff's employment contracts

795
00:35:08.040 --> 00:35:11.010
that says Tufts cannot adopt new policies

796
00:35:11.010 --> 00:35:12.780
that apply to tenured faculty

797
00:35:12.780 --> 00:35:13.808
after the moment they're granted tenure.

798
00:35:13.808 --> 00:35:14.820
<v ->Well, I guess I'm trying to figure out</v>

799
00:35:14.820 --> 00:35:18.450
what the limits of Tufts' flexibility are.

800
00:35:18.450 --> 00:35:21.840
<v ->The limit, Your Honor, is that Tufts cannot violate</v>

801
00:35:21.840 --> 00:35:24.390
any specific promise that it has made.

802
00:35:24.390 --> 00:35:27.870
<v ->So if they made a promise if academic freedom,</v>

803
00:35:27.870 --> 00:35:32.043
and the policy is you have to bring in this much revenue,

804
00:35:32.940 --> 00:35:35.970
and if the practical reality

805
00:35:35.970 --> 00:35:37.830
is that the only way

806
00:35:37.830 --> 00:35:41.760
you're going to be able to do that is with the NIH,

807
00:35:41.760 --> 00:35:45.273
and so your pool of research is limited,

808
00:35:46.860 --> 00:35:49.920
then why doesn't that violate

809
00:35:49.920 --> 00:35:54.120
the contractual agreement for academic freedom?

810
00:35:54.120 --> 00:35:55.350
<v ->Several reasons, Your Honor.</v>

811
00:35:55.350 --> 00:35:58.500
First of all, the promise of academic freedom

812
00:35:58.500 --> 00:36:01.830
is that you have freedom in research and teaching.

813
00:36:01.830 --> 00:36:03.630
You have full freedom in research

814
00:36:03.630 --> 00:36:07.440
subject to the adequate performance of your other duties.

815
00:36:07.440 --> 00:36:08.787
It's not that you get to do whatever you want.

816
00:36:08.787 --> 00:36:11.883
<v ->All right, so you're a rockstar professor,</v>

817
00:36:13.890 --> 00:36:16.950
and you're at all the community cocktail parties

818
00:36:16.950 --> 00:36:17.820
with the students.

819
00:36:17.820 --> 00:36:21.660
You're a rockstar community professor.

820
00:36:21.660 --> 00:36:24.000
And you're doing really important research

821
00:36:24.000 --> 00:36:26.880
that's interesting, but the NIH has no interest,

822
00:36:26.880 --> 00:36:29.400
and you're not reaching the 65%.

823
00:36:29.400 --> 00:36:31.260
Why doesn't that violate

824
00:36:31.260 --> 00:36:35.460
the academic freedom contractual agreement?

825
00:36:35.460 --> 00:36:39.720
<v ->Because your duties include not only teaching</v>

826
00:36:39.720 --> 00:36:41.100
and not only service,

827
00:36:41.100 --> 00:36:43.530
but also maintaining an independent lab,

828
00:36:43.530 --> 00:36:47.280
being an independent researcher doing meaningful science,

829
00:36:47.280 --> 00:36:50.970
one measure of which is peer review and external funding.

830
00:36:50.970 --> 00:36:53.190
The plaintiffs in this case all agree,

831
00:36:53.190 --> 00:36:55.980
there is no dispute of fact,

832
00:36:55.980 --> 00:36:59.190
that when they became basic science faculty at Tufts,

833
00:36:59.190 --> 00:37:02.460
they understood that generating external funding

834
00:37:02.460 --> 00:37:04.530
was a central part of their jobs.

835
00:37:04.530 --> 00:37:06.900
<v ->So independent, the equivalent vote means</v>

836
00:37:06.900 --> 00:37:10.470
either self-funded, or,

837
00:37:10.470 --> 00:37:12.810
as counsel says,

838
00:37:12.810 --> 00:37:15.754
you know, on your own, basically.

839
00:37:15.754 --> 00:37:18.519
Do you have any context of who's right?

840
00:37:18.519 --> 00:37:20.403
I know, shockingly, you're gonna say you are.

841
00:37:20.403 --> 00:37:21.840
(Court laughs)

842
00:37:21.840 --> 00:37:24.357
Tell us what the record supports

843
00:37:24.357 --> 00:37:26.010
and what the case law supports.

844
00:37:26.010 --> 00:37:28.410
<v ->In our brief, we've cited specifically</v>

845
00:37:28.410 --> 00:37:31.260
to the deposition testimony of the plaintiffs

846
00:37:31.260 --> 00:37:35.040
who all understood and agreed on this point.

847
00:37:35.040 --> 00:37:38.640
For example, Dr. Yee testified

848
00:37:38.640 --> 00:37:41.100
that when she applied to Tufts,

849
00:37:41.100 --> 00:37:43.620
she understood that there was an expectation

850
00:37:43.620 --> 00:37:45.780
she would be successful in generating grant funds

851
00:37:45.780 --> 00:37:47.220
to support her research.

852
00:37:47.220 --> 00:37:48.960
And that to be an independent investigator

853
00:37:48.960 --> 00:37:51.240
requires generating sufficient funding

854
00:37:51.240 --> 00:37:52.073
to support the research in her lab.

855
00:37:52.073 --> 00:37:54.270
<v ->But I'm sure you're gonna read us other portions</v>

856
00:37:54.270 --> 00:37:57.150
of depositions that say similar things.

857
00:37:57.150 --> 00:38:01.410
But my question, again, is what are the limits

858
00:38:01.410 --> 00:38:03.480
on Tufts' ability to do that?

859
00:38:03.480 --> 00:38:06.630
And why hasn't this exceeded that limit?

860
00:38:06.630 --> 00:38:07.983
Making somebody a half FTE,

861
00:38:09.750 --> 00:38:12.483
making them responsible for half of their salary.

862
00:38:13.320 --> 00:38:15.660
You know, all of those things.

863
00:38:15.660 --> 00:38:17.670
What's my metric, right?

864
00:38:17.670 --> 00:38:19.860
Dr. Yee doesn't say this is okay.

865
00:38:19.860 --> 00:38:21.210
In fact, she's suing your client

866
00:38:21.210 --> 00:38:22.680
because she thinks it's not.

867
00:38:22.680 --> 00:38:24.127
<v ->Of course.</v>
<v ->And she said,</v>

868
00:38:24.127 --> 00:38:29.127
"I did great research for 30 years and I'm in a dry spell,

869
00:38:29.610 --> 00:38:31.830
therefore you're gonna wipe me out?"

870
00:38:31.830 --> 00:38:34.770
<v ->Well, Dr. Yee's been in a dry spell since 2014.</v>

871
00:38:34.770 --> 00:38:36.840
<v Justice Kafker>But that's their argument.</v>

872
00:38:36.840 --> 00:38:41.840
<v ->Well, the limit is that Tufts cannot breach</v>

873
00:38:41.940 --> 00:38:44.850
any specific promise that it has made.

874
00:38:44.850 --> 00:38:46.213
And it has never made-

875
00:38:46.213 --> 00:38:48.990
<v ->But I'm confused by that.</v>

876
00:38:48.990 --> 00:38:51.210
<v ->That's the sort of definition of breach of contract.</v>

877
00:38:51.210 --> 00:38:53.850
<v ->The original contract you say is pretty vague.</v>

878
00:38:53.850 --> 00:38:58.020
You have tenure, and let me pose a hypothetical.

879
00:38:58.020 --> 00:39:03.020
So Tufts decides they want their liberal arts faculty

880
00:39:03.630 --> 00:39:06.960
to publish at "Oxford University Press."

881
00:39:06.960 --> 00:39:09.990
And, you know, "Oklahoma University Press" no longer good.

882
00:39:09.990 --> 00:39:10.890
They're working hard,

883
00:39:10.890 --> 00:39:13.440
but they're not getting picked by "Oxford."

884
00:39:13.440 --> 00:39:15.690
Can they become halftime employees too,

885
00:39:15.690 --> 00:39:17.357
if you choose to do that

886
00:39:17.357 --> 00:39:19.953
'cause the tenure has no imitation on it?

887
00:39:21.450 --> 00:39:22.283
Why not?

888
00:39:24.630 --> 00:39:25.914
<v ->The hypothetical is that if someone-</v>

889
00:39:25.914 --> 00:39:29.010
<v ->The hypothetical is in the, now we're shifting out,</v>

890
00:39:29.010 --> 00:39:30.450
'cause both of you seem to say

891
00:39:30.450 --> 00:39:32.520
that med school doesn't matter.

892
00:39:32.520 --> 00:39:35.040
That tenure in medical school

893
00:39:35.040 --> 00:39:37.320
is similar to tenure in undergraduate,

894
00:39:37.320 --> 00:39:39.420
maybe I'm misreading the briefs.

895
00:39:39.420 --> 00:39:44.190
But I'm asking you if Tufts' president passes a new policy

896
00:39:44.190 --> 00:39:47.490
that says, "I want my liberal arts people

897
00:39:47.490 --> 00:39:51.150
to be publishing in only the best publishing houses.

898
00:39:51.150 --> 00:39:54.050
They've gotta get 'Oxford,'" or whatever it is these days.

899
00:39:55.447 --> 00:39:57.000
"If you don't publish there,

900
00:39:57.000 --> 00:40:00.453
I'm gonna reduce you to a 50% employee," is that okay?

901
00:40:01.470 --> 00:40:04.560
<v ->I would actually say that that does not violate</v>

902
00:40:04.560 --> 00:40:07.233
any promise of academic freedom that Tufts has made.

903
00:40:07.233 --> 00:40:12.233
<v ->Does it violate the economic security for provision</v>

904
00:40:12.990 --> 00:40:15.600
and the continuous employment provision?

905
00:40:15.600 --> 00:40:17.340
<v ->It does not.</v>
<v ->Wow.</v>

906
00:40:17.340 --> 00:40:20.070
<v ->In the hypothetical, we haven't taken away anyone's job.</v>

907
00:40:20.070 --> 00:40:24.270
<v ->Tenure to you is, what is it limited?</v>

908
00:40:24.270 --> 00:40:26.700
It's limited to full-time employment,

909
00:40:26.700 --> 00:40:28.713
but nothing to do with your salary.

910
00:40:30.652 --> 00:40:33.510
And what else do you get?

911
00:40:33.510 --> 00:40:35.070
You get to study whatever you want,

912
00:40:35.070 --> 00:40:38.850
but you don't have any promise of compensation.

913
00:40:38.850 --> 00:40:40.890
<v ->You do not have any promise of compensation.</v>

914
00:40:40.890 --> 00:40:43.320
Court, after court, after court-

915
00:40:43.320 --> 00:40:45.393
<v ->I read those cases carefully.</v>

916
00:40:46.290 --> 00:40:49.800
They're much more fact specific

917
00:40:49.800 --> 00:40:53.160
and contractual language specific.

918
00:40:53.160 --> 00:40:57.180
They all try to, a couple do what you say.

919
00:40:57.180 --> 00:40:59.433
The New York Court says it's prefatory.

920
00:41:00.360 --> 00:41:02.677
The D.C. Circuit, Judge Skelly Wright says,

921
00:41:02.677 --> 00:41:05.217
"These are norms we have to provide meaning on."

922
00:41:06.870 --> 00:41:09.273
Some of the other courts do something similar.

923
00:41:10.170 --> 00:41:14.400
<v ->I submit, Your Honor, that the cases are consistent</v>

924
00:41:14.400 --> 00:41:17.370
in two fundamental principles.

925
00:41:17.370 --> 00:41:19.590
They are consistent in the principle

926
00:41:19.590 --> 00:41:22.590
that absent a specific promise,

927
00:41:22.590 --> 00:41:26.730
it is not a contract violation for a university

928
00:41:26.730 --> 00:41:29.250
to change a tenured faculty member's compensation

929
00:41:29.250 --> 00:41:30.540
or lab space.

930
00:41:30.540 --> 00:41:32.400
It's a contract case.

931
00:41:32.400 --> 00:41:33.660
And the plaintiff has to prove

932
00:41:33.660 --> 00:41:35.040
that they have a contractual promise

933
00:41:35.040 --> 00:41:36.840
that those things won't happen to them.

934
00:41:36.840 --> 00:41:40.260
And absent a specific promise, they have no contract claim.

935
00:41:40.260 --> 00:41:42.630
The cases are consistent on that point.

936
00:41:42.630 --> 00:41:43.710
The cases are also consistent on-

937
00:41:43.710 --> 00:41:46.140
<v ->What cases do you rely on?</v>

938
00:41:46.140 --> 00:41:48.420
The lab space I see is a totally different issue.

939
00:41:48.420 --> 00:41:51.213
What cases say that you can,

940
00:41:52.170 --> 00:41:53.827
besides the cases that say,

941
00:41:53.827 --> 00:41:55.470
"When they gave you your tenure letter,"

942
00:41:55.470 --> 00:41:57.480
like the case out of Illinois.

943
00:41:57.480 --> 00:41:59.287
When they gave the person a tenure letter that says,

944
00:41:59.287 --> 00:42:01.707
"You have a guaranteed salary of $1,"

945
00:42:05.010 --> 00:42:07.740
that's one case that they were careful,

946
00:42:07.740 --> 00:42:09.950
that university, to do that.

947
00:42:09.950 --> 00:42:12.210
No one else seems to do that.

948
00:42:12.210 --> 00:42:13.620
<v ->The cases that we rely on</v>

949
00:42:13.620 --> 00:42:15.750
are at pages 32 to 34 of our brief.

950
00:42:15.750 --> 00:42:16.950
<v Justice Kafker>I read every one of them.</v>

951
00:42:16.950 --> 00:42:18.840
Which case does what you want,

952
00:42:18.840 --> 00:42:22.740
which says you can reduce a faculty member's salary

953
00:42:22.740 --> 00:42:24.263
who has tenure to $1?

954
00:42:26.520 --> 00:42:28.770
<v ->There's not a $1 case in the same way</v>

955
00:42:28.770 --> 00:42:31.950
that Tufts has not reduced anybody's salary to $1.

956
00:42:31.950 --> 00:42:34.977
The lowest salary of any of the plaintiffs is $77,000.

957
00:42:34.977 --> 00:42:36.000
<v ->[Justice Wendlandt] So that's my question again,</v>

958
00:42:36.000 --> 00:42:36.873
what's the limit?

959
00:42:38.670 --> 00:42:43.260
<v ->The limit would be any reduction that is commensurate</v>

960
00:42:43.260 --> 00:42:47.280
with a faculty member's failure to do the job

961
00:42:47.280 --> 00:42:49.657
that qualified them to get tenure.

962
00:42:49.657 --> 00:42:51.960
<v ->[Chief Justice Budd] But what about the economic security?</v>

963
00:42:51.960 --> 00:42:55.290
I'm just confused about how,

964
00:42:55.290 --> 00:42:56.610
it sounds like tenure's not such

965
00:42:56.610 --> 00:43:00.123
a great deal at Tufts.
<v ->At least not at Tufts.</v>

966
00:43:02.662 --> 00:43:05.070
<v ->With all respect, I represent a lot of universities,</v>

967
00:43:05.070 --> 00:43:07.670
and I'm confident they would all take this position.

968
00:43:08.760 --> 00:43:10.113
Tenure is important.

969
00:43:11.040 --> 00:43:15.180
But what tenure consists of, what it gets you,

970
00:43:15.180 --> 00:43:18.330
is defined by what is in the tenure policy

971
00:43:18.330 --> 00:43:19.470
of the university.

972
00:43:19.470 --> 00:43:23.400
It's not some abstract, overarching principle.

973
00:43:23.400 --> 00:43:25.260
It's not a philosophical exercise.

974
00:43:25.260 --> 00:43:29.283
It is sure not what the AAUP says it means.

975
00:43:30.240 --> 00:43:32.697
It's what the contract says, and what Tufts-

976
00:43:32.697 --> 00:43:36.480
<v ->But what is economic security though to your client?</v>

977
00:43:36.480 --> 00:43:39.540
I don't understand how it could be $77.

978
00:43:39.540 --> 00:43:43.410
<v ->We have, as just about every university does,</v>

979
00:43:43.410 --> 00:43:46.890
we have quoted from introductory language

980
00:43:46.890 --> 00:43:48.690
in that 1940 statement,

981
00:43:48.690 --> 00:43:53.690
which mentions why tenure in some respects is desirable.

982
00:43:53.760 --> 00:43:55.860
Tenure is a good thing

983
00:43:55.860 --> 00:44:00.810
because it can be a means to economic security.

984
00:44:00.810 --> 00:44:03.000
Is that a contractual promise

985
00:44:03.000 --> 00:44:05.550
or a prefatory ambiguous statement?

986
00:44:05.550 --> 00:44:07.200
It is the latter.

987
00:44:07.200 --> 00:44:10.260
There is nothing in that language that says

988
00:44:10.260 --> 00:44:12.060
anything about salary, much less a-

989
00:44:12.060 --> 00:44:13.740
<v ->What do you get?</v>

990
00:44:13.740 --> 00:44:16.323
I thought that you got academic freedom,

991
00:44:17.220 --> 00:44:19.320
economic security...

992
00:44:19.320 --> 00:44:21.903
<v ->And full-time employment.</v>
<v ->And full-time, no.</v>

993
00:44:24.960 --> 00:44:26.030
<v ->You don't get full-time employment.</v>

994
00:44:26.030 --> 00:44:29.880
<v ->Lifetime employment.</v>
<v ->Yeah, lifetime employment</v>

995
00:44:29.880 --> 00:44:31.800
subject to termination for the five reasons

996
00:44:31.800 --> 00:44:33.120
that we mentioned.

997
00:44:33.120 --> 00:44:37.200
And, like other faculty, you enjoy academic freedom,

998
00:44:37.200 --> 00:44:40.200
the contours of which are,

999
00:44:40.200 --> 00:44:41.700
you get freedom in research

1000
00:44:41.700 --> 00:44:45.030
subject to doing the rest of your job,

1001
00:44:45.030 --> 00:44:47.550
and you aren't gonna be censored

1002
00:44:47.550 --> 00:44:48.960
for things that you say-

1003
00:44:48.960 --> 00:44:49.793
<v ->I've heard that.</v>

1004
00:44:49.793 --> 00:44:52.503
What about the economic security part?

1005
00:44:53.640 --> 00:44:56.610
<v ->Our position is clear, there is not a contractual,</v>

1006
00:44:56.610 --> 00:45:00.000
tenure does not come with a contractual promise

1007
00:45:00.000 --> 00:45:01.070
of economic security.

1008
00:45:01.070 --> 00:45:04.833
<v ->So the contract is the letter plus the handbook?</v>

1009
00:45:06.619 --> 00:45:07.452
<v ->The plaintiff's employment contract,</v>

1010
00:45:07.452 --> 00:45:09.450
and I think we actually agree on this,

1011
00:45:09.450 --> 00:45:10.950
the plaintiff's employment contract

1012
00:45:10.950 --> 00:45:13.680
comprises their appointment and promotion letters

1013
00:45:13.680 --> 00:45:17.250
and the relevant provisions of the faculty handbook,

1014
00:45:17.250 --> 00:45:21.090
which includes the university's AFTR policy

1015
00:45:21.090 --> 00:45:22.830
and the Basic Science policy,

1016
00:45:22.830 --> 00:45:24.930
which is another important part of the contract,

1017
00:45:24.930 --> 00:45:27.360
which makes clear the centrality

1018
00:45:27.360 --> 00:45:28.920
of being an independent researcher

1019
00:45:28.920 --> 00:45:32.400
to the very jobs that these plaintiffs hold.

1020
00:45:32.400 --> 00:45:34.530
And all Tufts has done

1021
00:45:34.530 --> 00:45:37.717
is to enact a policy that says,

1022
00:45:37.717 --> 00:45:41.850
"If you don't do a fundamental aspect of your job,

1023
00:45:41.850 --> 00:45:43.650
that can have consequences in terms

1024
00:45:43.650 --> 00:45:45.011
of compensation and lab space."

1025
00:45:45.011 --> 00:45:47.070
<v ->That doesn't need encapsulation.</v>

1026
00:45:47.070 --> 00:45:48.990
Is that in the language by the way?

1027
00:45:48.990 --> 00:45:51.000
That if you don't do the fundamental,

1028
00:45:51.000 --> 00:45:54.540
I take it we could interpret you and say you win,

1029
00:45:54.540 --> 00:45:59.220
because a fundamental aspect of a medical school professor

1030
00:45:59.220 --> 00:46:03.843
is to generate enough income to support their labs.

1031
00:46:04.957 --> 00:46:06.180
"And if they're not doing that,

1032
00:46:06.180 --> 00:46:10.110
we can reduce their lab space and their compensation."

1033
00:46:10.110 --> 00:46:12.300
I take it that that's whole different

1034
00:46:12.300 --> 00:46:14.130
from a lot of other things you're arguing,

1035
00:46:14.130 --> 00:46:15.693
that seems more reasonable.

1036
00:46:16.590 --> 00:46:19.800
But where do we find this fundamental

1037
00:46:19.800 --> 00:46:21.390
and how it's defined anywhere?

1038
00:46:21.390 --> 00:46:24.840
Or is that your sort of gloss on this?

1039
00:46:24.840 --> 00:46:27.600
<v ->If you look at the Basic Science policy,</v>

1040
00:46:27.600 --> 00:46:30.090
which is a part of the party's contract,

1041
00:46:30.090 --> 00:46:34.530
it makes clear the centrality of being an independent,

1042
00:46:34.530 --> 00:46:36.870
impactful researcher as fundamental

1043
00:46:36.870 --> 00:46:40.800
to an initial appointment in basic science faculty,

1044
00:46:40.800 --> 00:46:42.840
any promotion in the basic science faculty,

1045
00:46:42.840 --> 00:46:43.673
and the award of tenure in the basic science faculty.

1046
00:46:43.673 --> 00:46:45.360
<v ->And is there equivalent on,</v>

1047
00:46:45.360 --> 00:46:47.820
because we're writing a tenure decision.

1048
00:46:47.820 --> 00:46:49.067
Maybe we would only have to analyze it

1049
00:46:49.067 --> 00:46:51.060
in the medical school context.

1050
00:46:51.060 --> 00:46:53.250
But is there an equivalent on the other side

1051
00:46:53.250 --> 00:46:57.360
of the, you know, university law for the humanities,

1052
00:46:57.360 --> 00:47:01.110
and math, and other things?

1053
00:47:01.110 --> 00:47:03.780
'Cause I'm just worried that your description

1054
00:47:03.780 --> 00:47:04.980
of what is fundamental

1055
00:47:04.980 --> 00:47:08.793
is hard to define on the humanities side.

1056
00:47:11.190 --> 00:47:14.130
<v ->Each school has their own criteria for appointment,</v>

1057
00:47:14.130 --> 00:47:15.720
promotion, and tenure.

1058
00:47:15.720 --> 00:47:18.010
It's obviously gonna differ in some humanities departments.

1059
00:47:18.010 --> 00:47:21.240
<v ->The standards for promotion and tenure are clear.</v>

1060
00:47:21.240 --> 00:47:24.390
It's the consequences that you seem to be fighting over.

1061
00:47:24.390 --> 00:47:27.600
To be a tenured professor I bet you two agree

1062
00:47:27.600 --> 00:47:30.540
that you need to be a distinguished blankety blank.

1063
00:47:30.540 --> 00:47:33.570
You know, it's the consequences

1064
00:47:33.570 --> 00:47:35.730
of what happens after you get tenure

1065
00:47:35.730 --> 00:47:36.840
that you're fighting about.

1066
00:47:36.840 --> 00:47:38.010
<v ->That's exactly right.</v>

1067
00:47:38.010 --> 00:47:41.340
And the premise of the plaintiff's case

1068
00:47:41.340 --> 00:47:45.840
is that if you stop doing the job

1069
00:47:45.840 --> 00:47:48.480
that justified the award of tenure,

1070
00:47:48.480 --> 00:47:50.130
there can be no consequence for that

1071
00:47:50.130 --> 00:47:53.010
without it being a violation of academic freedom

1072
00:47:53.010 --> 00:47:55.710
or this amorphous language about economic security,

1073
00:47:55.710 --> 00:47:58.020
which says nothing about salary, or lab space,

1074
00:47:58.020 --> 00:48:00.360
or FTE status, or the like.

1075
00:48:00.360 --> 00:48:03.930
Our position is this is a contract case.

1076
00:48:03.930 --> 00:48:04.974
It's not a philosophical-

1077
00:48:04.974 --> 00:48:06.090
<v ->I think his position's a little different.</v>

1078
00:48:06.090 --> 00:48:09.450
He says, "If you don't live up to your obligations,

1079
00:48:09.450 --> 00:48:10.283
you have an option,

1080
00:48:10.283 --> 00:48:13.230
which is this for cause termination provision,"

1081
00:48:13.230 --> 00:48:16.620
which generally applies if you're doing bad things

1082
00:48:16.620 --> 00:48:21.150
as opposed to not being as good a researcher

1083
00:48:21.150 --> 00:48:23.010
as you were before.

1084
00:48:23.010 --> 00:48:25.320
But they're saying that's your only option.

1085
00:48:25.320 --> 00:48:27.810
You're saying, "I got this whole other option,

1086
00:48:27.810 --> 00:48:29.640
which is I can do whatever I want

1087
00:48:29.640 --> 00:48:33.930
if I don't think you're living up to what got you tenure."

1088
00:48:33.930 --> 00:48:37.050
<v ->The university can adopt policies</v>

1089
00:48:37.050 --> 00:48:40.770
that apply to tenured faculty and other employees

1090
00:48:40.770 --> 00:48:43.980
so long as those policies do not violate

1091
00:48:43.980 --> 00:48:46.143
any promise that was made.

1092
00:48:48.076 --> 00:48:49.620
And in that regard,

1093
00:48:49.620 --> 00:48:54.060
universities are no different from any other employer.

1094
00:48:54.060 --> 00:48:55.217
Employers change their policies.

1095
00:48:55.217 --> 00:48:57.540
<v ->Tenure doesn't exist anywhere else in the world</v>

1096
00:48:57.540 --> 00:48:59.223
except maybe the judiciary.

1097
00:49:01.920 --> 00:49:03.170
<v ->I have a form of tenure</v>

1098
00:49:04.320 --> 00:49:06.030
as an equity partner in a law firm.

1099
00:49:06.030 --> 00:49:08.882
<v ->Yeah, I bet you don't.</v>
<v ->Yeah, I bet you don't.</v>

1100
00:49:08.882 --> 00:49:11.040
<v Justice Kafker>I bet you don't, and you know you don't.</v>

1101
00:49:11.040 --> 00:49:14.370
<v ->Well, I'm trying to illustrate a point.</v>

1102
00:49:14.370 --> 00:49:15.660
<v ->But I don't think you're making the point</v>

1103
00:49:15.660 --> 00:49:16.517
you think you're making.

1104
00:49:16.517 --> 00:49:19.683
<v ->Well, if I came to you and said,</v>

1105
00:49:20.527 --> 00:49:24.990
"The firm is violating my contract rights as a partner

1106
00:49:24.990 --> 00:49:27.117
because they reduced my compensation."

1107
00:49:28.290 --> 00:49:30.547
I submit that the first thing the Court would say is,

1108
00:49:30.547 --> 00:49:32.610
"Well, what does the partnership agreement say?"

1109
00:49:32.610 --> 00:49:35.167
We would look to-
<v ->I bet it says expressly,</v>

1110
00:49:35.167 --> 00:49:37.470
"We can reduce your compensation."

1111
00:49:37.470 --> 00:49:39.183
And this doesn't say that.

1112
00:49:42.039 --> 00:49:44.010
<v ->If I was claiming a breach of contract,</v>

1113
00:49:44.010 --> 00:49:46.833
we're on the same page in this regard, Your Honor.

1114
00:49:48.510 --> 00:49:52.020
You doubt that my partnership agreement

1115
00:49:52.020 --> 00:49:56.490
includes protection for me against compensation reduction,

1116
00:49:56.490 --> 00:49:58.080
and you'd be right.

1117
00:49:58.080 --> 00:50:01.620
And our position is this is a contract.

1118
00:50:01.620 --> 00:50:05.190
They say, until today, it's an unambiguous contract.

1119
00:50:05.190 --> 00:50:07.410
So we look to the language of that contract.

1120
00:50:07.410 --> 00:50:11.403
We don't import terms that the parties have not expressed.

1121
00:50:12.300 --> 00:50:16.410
Is there a promise, is there a guarantee that salary,

1122
00:50:16.410 --> 00:50:19.140
lab space, FTE status would never be reduced?

1123
00:50:19.140 --> 00:50:20.340
Just like that kind of promise

1124
00:50:20.340 --> 00:50:22.200
isn't in my partnership agreement,

1125
00:50:22.200 --> 00:50:23.910
that promise is not in their employment

1126
00:50:23.910 --> 00:50:24.743
contract with Tufts.

1127
00:50:24.743 --> 00:50:27.356
<v ->So you're saying tenures, like anything else,</v>

1128
00:50:27.356 --> 00:50:30.810
and that's your position.

1129
00:50:30.810 --> 00:50:33.270
That's fine, it's okay.

1130
00:50:33.270 --> 00:50:35.268
<v ->It is my position, Your Honor.</v>

1131
00:50:35.268 --> 00:50:36.960
<v ->Okay.</v>
<v ->As court after court</v>

1132
00:50:36.960 --> 00:50:41.340
has said, "The meaning of tenure is found

1133
00:50:41.340 --> 00:50:45.900
in the tenure contract, it's not found in space,

1134
00:50:45.900 --> 00:50:49.403
it's not found abstractly, and It's not found in what the-"

1135
00:50:49.403 --> 00:50:50.600
<v ->[Justice Wendlandt] In industry practices and norms.</v>

1136
00:50:50.600 --> 00:50:54.240
<v ->In industry practices, unless,</v>

1137
00:50:54.240 --> 00:50:55.620
and there's a couple cases like this,

1138
00:50:55.620 --> 00:50:57.840
this point is developed in our opposition,

1139
00:50:57.840 --> 00:51:01.050
not our opposition, our response to the amici filings.

1140
00:51:01.050 --> 00:51:04.230
Unless the institution has stipulated

1141
00:51:04.230 --> 00:51:07.320
to the application of AAUP's pronouncements.

1142
00:51:07.320 --> 00:51:09.060
<v Justice Kafker>Or cross-referenced them</v>

1143
00:51:09.060 --> 00:51:10.710
in the contractual document.

1144
00:51:10.710 --> 00:51:12.720
<v ->No, no, no, no, Your Honor, please,</v>

1145
00:51:12.720 --> 00:51:15.330
with all respect, not that simple reference

1146
00:51:15.330 --> 00:51:17.940
to the 1940 general principles,

1147
00:51:17.940 --> 00:51:22.940
but has actually adopted the AAUP's statements as a whole.

1148
00:51:23.580 --> 00:51:25.323
And that has not happened here.

 