﻿WEBVTT

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<v ->SJC 13466 Commonwealth v Armani M. Huacon.</v>

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And SJC 1347 in the matter of a juvenile.

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<v ->Okay, Attorney Faulkner, whenever you get settled.</v>

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<v ->May it please the court.</v>

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My name is Benjamin Faulkner

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and I represent Armani Huacon.

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With me is trial counsel, Attorney Andrew Zeiberg.

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In this case, this is a reported case

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from the juvenile court

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regarding whether somebody who has been found not competent

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as a result of a non-mental illness, can be forced

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to undergo treatment in order to be remediated

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or restored to competency.

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Although, as pointed out in the amicus brief, "remediated,"

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I think is the appropriate term to use here

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because he wasn't necessarily ever competent

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in the first place.

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Now, the statutory scheme

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that governs how the courts address competency concerns

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was enacted in 1986.

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And it was enacted the entire Department of Mental Health

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code under the entire Mental Health Code.

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And what was then the code entitled

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Department of Mental Retardation, which has now been renamed

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to the Department of Developmental Disabilities.

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Both of those codes were enacted at the same time

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together in one act.

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And what's significant about those being enacted together

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is that all of the competency issues

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were lumped into the Department of Mental Health Code

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and the Department of Mental Health Code

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provided both for how the court determines

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whether somebody's competent to stand trial,

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but also what happens

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after somebody has been found not competent to stand trial.

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And in particular here, what the legislature did

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was it enacted a series of treatments

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that may be provided to somebody who's not competent

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by reason of a mental illness.

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That person can be committed

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either to Bridgewater State Hospital

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or to the Department of Mental Health

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for a period of six months.

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That person can be ordered to undergo involuntary treatment

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provided that they meet the criteria for commitment.

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But there's no such provisions under the code

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that governs the Department of Developmental Disabilities.

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There's no ability to involuntary commit somebody

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who meets the definitions

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under the Department of Developmental Disabilities.

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There is no involuntary treatment of any kind

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that provided for, for people that fall under the court

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of the Department of Developmental

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<v ->Counsel, I don't mean to cut you off,</v>

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but this is 1986, right?

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And certainly, it's an entirely different world

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with our understanding of the interplay

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with developmental disabilities in understanding

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that it's not a mental health issue.

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This just wasn't the world.

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So I think what we're talking about here really

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is we can agree that it's not in the statute,

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but now when we talk about

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where we are in the juvenile department

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where you have children with developmental disabilities

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and now, it's impacting their ability

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to assist their counsel

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as they go forward with their defense,

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why doesn't this make sense

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that a juvenile court judge should have

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the inherent authority to order what would otherwise

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be ordered if we are talking about

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a mental health diagnosis?

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<v ->Well, first of all, I would begin</v>

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with Commonwealth v Norman, which is that pretrial orders

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directed at either a juvenile

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or an adult have to be authorized by a statute.

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And while Commonwealth versus Norman

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goes to bail conditions, here, we have section 58A

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that also authorizes conditions of release.

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But those conditions of release

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are to be ordered with an eye

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toward the protection of the community.

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What the commonwealth is seeking here

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is for the juvenile court judge to be able to order

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the juvenile to undergo treatment,

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which essentially advances the commonwealth's interest

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in prosecution, but is not geared

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toward protecting the safety

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of the community and is not geared

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toward the best interest of the juvenile.

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Now, while it may be-

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<v ->But what happens when the juvenile</v>

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doesn't receive this treatment?

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What's the remedy?

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<v ->When the juvenile does not receive the treatment?</v>

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<v ->So it does not become competent to stand trial.</v>

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<v ->So a juvenile that's not competent to stand trial,</v>

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the statutes do address that.

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The case is stayed until such time

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as somebody is competent to stand trial.

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The case cannot proceed.

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And under certain circumstances,

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which is the companion case,

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the juvenile can seek dismissal of the charges

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so long as the interest of justice are met

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or other conditions are met,

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which are being dealt with in that case

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<v ->But you would have a longer road to hoe</v>

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because your case is a YO, right?

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<v ->Potentially-</v>

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<v ->'Cause of parole eligibility</v>

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in that section D portion, right?

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Dismissal.

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<v ->Right, in terms of dismissal and I think really, the-</v>

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<v ->But either way, you're here</v>

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to argue you can't remediate.

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And if they're not competent,

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then whatever happens happens down the road.

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<v ->Right, right.</v>

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Because the way that this case comes before the court,

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before the court on a motion to dismiss

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as the other case is, this is at the stage

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where the Commonwealth is seeking

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to order the juvenile into treatment.

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And I think the important thing here

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is there are many states that have set up programs

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and these programs involve the kind of fact finding

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that legislatures do.

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How do we address these cases

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so that everybody's treated equally?

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So that a whole class of persons,

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we know what to do with them.

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What the Commonwealth wants here

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is this unique ad hoc expert to come in

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just to teach this person

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how to become competent essentially.

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And that's not the kind of process

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that a juvenile court should be doing.

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It shouldn't be designing

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a new competency remediation program

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for each individual that comes along.

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That's the role of the legislature.

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That's the role of the department of-

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<v ->But a court, we have inherent powers</v>

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to run the judicial system.

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If we can't, this case just sits in limbo and goes nowhere.

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I'm not sure that's good for your client either

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because your client can't prove that he didn't do it

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or that he shouldn't be in this process either.

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You know, he's just, a big cloud hangs

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over his head as well, right?

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<v ->Well, there is a remedy.</v>

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Commonwealth versus Hatch

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allows for somebody that has been found not competent,

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who's got evidence that they're not guilty

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or not delinquent or not a youthful offender,

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can demand a hearing and can require the Commonwealth

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to present its evidence.

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So there are other remedies that are out there.

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<v ->What about the court's power</v>

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to, you know, get its cases done?

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<v ->Well, the court, again, I think I would go back</v>

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to the fact that while the court

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may have certain inherent powers,

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what it doesn't have is in inherent powers to order

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defendants to meet certain conditions.

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And again, that goes back to Commonwealth versus Norman,

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which is a due process, right?

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But more importantly, when we look at, I think it's-

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<v ->The court has certain powers to, you know,</v>

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determine whether a defendant or a juvenile is competent.

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The question is does it have this additional power

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to provide services that will help facilitate

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rendering the juvenile competent, right?

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<v ->Right, but this court has already found</v>

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somebody who suffers from an intellectual disability,

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cannot be committed involuntarily.

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That those statutory provisions only apply

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to somebody who is mentally ill.

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And again, this is an area

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where the legislature has legislated-

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<v ->But this isn't necessarily what we're saying</v>

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because the order could be outpatient.

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It's not saying we have to civilly commit

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the child, but that the child,

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and there was some, I believe it was the guardian ad litems

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in certain things that could be pursued.

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<v ->Right, so the guardian ad litem did produce a report</v>

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which suggested that if certain actions were taken,

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that the juvenile in this case may attain competency.

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The juvenile court didn't accept those findings necessarily.

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It simply restated that those things may assist him.

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But that's different by a preponderance of evidence

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that they would, first of all.

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<v ->No, no, I was raising that with respect to your point</v>

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that we would be committing the juvenile.

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I'm only making the point

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that it could be in the community outpatient.

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<v ->Oh, understood.</v>

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And I guess my only response to that

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is that commitment is the only process

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by which the legislature has provided

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that somebody can be treated.

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And when the legislature

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does legislate in a particular area, here a treatment,

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it would be inappropriate to use the court's inherent powers

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to do something that the legislature didn't provide for

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when the legislature did in fact enact

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a comprehensive scheme, which by the way,

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has been repeatedly amended since 1986.

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So even though the original acts are old,

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the legislature has continued to address this.

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And if there are no further questions,

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I would just suggest that this really is a problem

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that is best to be solved by the legislature.

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<v ->Okay, thank you very much.</v>
<v ->Thank you.</v>

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<v ->All right, Attorney Freitas.</v>

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<v ->Good morning.</v>

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May it please the court.

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Debbie Freitas on behalf of the youth appellant.

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With me is Cristina Freitas, appellate co-counsel.

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The juvenile court cannot order competency remediation

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because its role is to shield

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cognitively limited incompetent youth

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from being tried in absentia.

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And as Attorney Faulkner argued,

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it's not within the court's inherent authority to order it,

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rather, to the extent that there is a gap here,

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it is for the legislature to fill.

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Further, the Commonwealth failed to meet any burden of proof

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regarding the youth's ability to attain competency

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after he was again found incompetent.

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And the juvenile court urged in not holding

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the Commonwealth to any burden.

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And by not dismissing the case,

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given that the youth is unlikely

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to attain competency in the foreseeable future.

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The Commonwealth must carry the burden of proof

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regarding a youth's ability to attain competency.

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And as the docket sheets reflect in this youth's case,

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the court is already called upon

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to make two findings at every competency hearing.

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The first is whether the youth is competent,

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and the second is if the youth is not competent,

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whether the youth will become competent

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in the foreseeable future.

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Due process and fairness require the commonwealth

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to carry the burden for both of those.

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As to the first inquiry

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that happens at a competency hearing-

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<v ->Where's the source of the second one?</v>

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The second requirement you come up with

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that they have to do that at that time?

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'Cause it's a little hard when they can't decide

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whether he or she is competent at that time.

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And you're saying they can't do anything about it as well.

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So you're adding a third component out of where?

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<v ->So I'll point the court to the docket sheets</v>

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that already provide for those two findings.

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I believe in the record appendix, volume five,

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volume one pages 20 and 35, have those findings made.

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For example, the court makes them multiple times because-

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<v ->No, no, but where's the legal authority?</v>

265
00:13:32.280 --> 00:13:35.340
You're saying there's a second component

266
00:13:35.340 --> 00:13:37.230
that the Commonwealth has to prove

267
00:13:37.230 --> 00:13:39.360
after each incompetency proceeding

268
00:13:39.360 --> 00:13:41.823
that the juvenile could become competent.

269
00:13:43.110 --> 00:13:47.340
You're kind of, I don't know what the basis for that is.

270
00:13:47.340 --> 00:13:51.090
And because your first argument says they can't do anything

271
00:13:51.090 --> 00:13:54.120
about helping make the child competent,

272
00:13:54.120 --> 00:13:58.080
it seems a bit unfair to impose the second requirement too.

273
00:13:58.080 --> 00:13:58.913
<v ->Yes, your Honor.</v>

274
00:13:58.913 --> 00:13:59.940
So I believe the language

275
00:13:59.940 --> 00:14:03.240
that would be important to the court is found in Calver

276
00:14:03.240 --> 00:14:05.340
and repeated in sheriffs.

277
00:14:05.340 --> 00:14:07.050
<v ->That's for dismissal.</v>

278
00:14:07.050 --> 00:14:08.897
<v ->Yes, it is for dismissal.</v>

279
00:14:08.897 --> 00:14:09.930
<v ->I think to clarify, that's for dismissal</v>

280
00:14:09.930 --> 00:14:11.820
on the 16F, right?

281
00:14:11.820 --> 00:14:15.750
<v ->Yes, that is the language used for a dismissal,</v>

282
00:14:15.750 --> 00:14:18.000
which I think is relevant because if the court-

283
00:14:18.000 --> 00:14:19.167
<v ->And there's a time component to it</v>

284
00:14:19.167 --> 00:14:21.480
and a due process component to dismissal.

285
00:14:21.480 --> 00:14:25.350
<v ->Yes, for incompetent adults, there are two methods</v>

286
00:14:25.350 --> 00:14:27.480
by which to attain dismissal under 16F.

287
00:14:27.480 --> 00:14:29.400
The first one is mandated.

288
00:14:29.400 --> 00:14:32.070
It is a time certain.

289
00:14:32.070 --> 00:14:33.720
Independent of any other factors

290
00:14:33.720 --> 00:14:36.330
such as current safety to the community.

291
00:14:36.330 --> 00:14:39.150
And the second is more of a due process,

292
00:14:39.150 --> 00:14:40.830
interest of justice.

293
00:14:40.830 --> 00:14:43.440
I think it's important because for a youth

294
00:14:43.440 --> 00:14:44.700
that's found incompetent,

295
00:14:44.700 --> 00:14:47.400
and not able to attain competency

296
00:14:47.400 --> 00:14:49.200
into the foreseeable future,

297
00:14:49.200 --> 00:14:52.920
there is no trial in for that youth.

298
00:14:52.920 --> 00:14:54.990
And so the commonwealth's compelling interest

299
00:14:54.990 --> 00:14:57.870
to prosecute is not so compelling in that circumstance

300
00:14:57.870 --> 00:15:00.660
that it trumps a youth's interest in liberty.

301
00:15:00.660 --> 00:15:01.830
<v ->Counsel, can I just ask you,</v>

302
00:15:01.830 --> 00:15:05.400
even though I know we're talking about the juvenile court,

303
00:15:05.400 --> 00:15:09.120
does the Commonwealth have that burden in adult cases?

304
00:15:09.120 --> 00:15:12.720
<v ->I believe the Commonwealth has that burden in all cases.</v>

305
00:15:12.720 --> 00:15:13.950
<v ->Are you aware of any case</v>

306
00:15:13.950 --> 00:15:17.007
where if the defendant were found to be incompetent

307
00:15:17.007 --> 00:15:20.340
and the time just continues to tick for either halftime

308
00:15:20.340 --> 00:15:23.430
or 16F purposes, that every time the Commonwealth,

309
00:15:23.430 --> 00:15:26.400
we come back and there's an order of incompetency,

310
00:15:26.400 --> 00:15:29.670
that the Commonwealth then has a burden to demonstrate

311
00:15:29.670 --> 00:15:32.730
that the defendant could be returned to competency?

312
00:15:32.730 --> 00:15:34.620
<v ->Well, in order to...</v>

313
00:15:34.620 --> 00:15:37.710
If we were to move forward from a first competency hearing

314
00:15:37.710 --> 00:15:39.783
where the youth is found not competent,

315
00:15:40.620 --> 00:15:42.570
in order to have a second competency hearing,

316
00:15:42.570 --> 00:15:44.280
the Commonwealth would have to show the youth

317
00:15:44.280 --> 00:15:46.470
would be competent at that hearing to proceed to trial.

318
00:15:46.470 --> 00:15:47.700
<v ->And that's beyond a reasonable doubt,</v>

319
00:15:47.700 --> 00:15:49.110
the Commonwealth's burden.

320
00:15:49.110 --> 00:15:51.120
<v ->At the trial, yes.</v>

321
00:15:51.120 --> 00:15:53.550
But even at a second competency hearing,

322
00:15:53.550 --> 00:15:55.230
it would be on the Commonwealth to show

323
00:15:55.230 --> 00:15:57.270
that that youth is competent by a preponderance

324
00:15:57.270 --> 00:15:58.410
of the evidence.

325
00:15:58.410 --> 00:16:01.470
In order to have that second competency hearing,

326
00:16:01.470 --> 00:16:03.870
shouldn't the commonwealth have to show

327
00:16:03.870 --> 00:16:06.870
that we should even have a second competency hearing?

328
00:16:06.870 --> 00:16:10.680
If the youth has a slim chance of being remediated

329
00:16:10.680 --> 00:16:15.680
or restored to attain competency in the foreseeable future,

330
00:16:16.650 --> 00:16:19.743
There is no trial in sight.

331
00:16:20.820 --> 00:16:22.526
The purpose for a continuation

332
00:16:22.526 --> 00:16:26.310
is to see if the youth will be remediated.

333
00:16:26.310 --> 00:16:27.793
And so in this case, we'll deal with someone who-

334
00:16:27.793 --> 00:16:31.650
<v ->Well maybe that pushes towards the opposite answer</v>

335
00:16:31.650 --> 00:16:32.640
on your first question.

336
00:16:32.640 --> 00:16:34.530
That maybe the Commonwealth

337
00:16:34.530 --> 00:16:38.823
and the courts do have the capacity to order,

338
00:16:40.710 --> 00:16:43.770
you know, services to help make the juvenile competent.

339
00:16:43.770 --> 00:16:47.280
'Cause then we could answer both questions.

340
00:16:47.280 --> 00:16:48.600
<v ->So, Your Honor, respectfully,</v>

341
00:16:48.600 --> 00:16:51.630
I think this court has already taken up that issue

342
00:16:51.630 --> 00:16:53.610
in Commonwealth v Kendrew.

343
00:16:53.610 --> 00:16:57.810
So in that case, a criminal defendant

344
00:16:57.810 --> 00:16:59.850
comes into the district court

345
00:16:59.850 --> 00:17:02.370
and is ordered to be observed

346
00:17:02.370 --> 00:17:05.010
and examined at a secure facility.

347
00:17:05.010 --> 00:17:08.310
And the forensic provider at that secure facility comes back

348
00:17:08.310 --> 00:17:13.310
and reports to the court that due to mild,

349
00:17:13.530 --> 00:17:16.800
what they said at the time, mental retardation,

350
00:17:16.800 --> 00:17:19.320
and other disorders,

351
00:17:19.320 --> 00:17:21.540
this person does not suffer from a mental illness

352
00:17:21.540 --> 00:17:25.170
but may be harm to themselves or others.

353
00:17:25.170 --> 00:17:27.450
But because the mental illness component is missing,

354
00:17:27.450 --> 00:17:30.480
they cannot be housed in the secure facility.

355
00:17:30.480 --> 00:17:34.350
And as a result, the district court judge thereafter

356
00:17:34.350 --> 00:17:37.740
provides custody of Ms. Kendrew

357
00:17:37.740 --> 00:17:40.320
to the Department of Mental Retardation

358
00:17:40.320 --> 00:17:41.670
for the purposes of placement.

359
00:17:41.670 --> 00:17:43.710
Placement is a service.

360
00:17:43.710 --> 00:17:47.040
And the Department of Mental Retardation appeals.

361
00:17:47.040 --> 00:17:51.970
And this court fines that in fact,

362
00:17:53.460 --> 00:17:55.263
Ms. Kendrew's incompetence,

363
00:17:56.130 --> 00:17:58.200
due to her cognitive limitations,

364
00:17:58.200 --> 00:18:00.990
does not result in this court,

365
00:18:00.990 --> 00:18:03.562
or any court, requiring inherent authority

366
00:18:03.562 --> 00:18:06.870
because her inability to be tried

367
00:18:06.870 --> 00:18:09.720
because of incompetence does not impede

368
00:18:09.720 --> 00:18:11.220
the court's essential functions.

369
00:18:11.220 --> 00:18:13.170
And in that case, the court even notes

370
00:18:13.170 --> 00:18:17.520
that there may very well be a gap, a legislative gap

371
00:18:17.520 --> 00:18:21.510
in what we do with cognitively limited defendants.

372
00:18:21.510 --> 00:18:24.060
But that gap is for the legislature to fill,

373
00:18:24.060 --> 00:18:25.650
not for the court.

374
00:18:25.650 --> 00:18:29.100
And 29 years later, the legislature has not acted.

375
00:18:29.100 --> 00:18:32.250
And in fact, we are in the same statutory scheme essentially

376
00:18:32.250 --> 00:18:34.170
that we were when Kendrew was decided.

377
00:18:34.170 --> 00:18:38.130
And so really, there's no more interest in finding

378
00:18:38.130 --> 00:18:41.433
or concocting inherent authority here than there was there.

379
00:18:42.480 --> 00:18:44.880
And so where the youth is the one

380
00:18:44.880 --> 00:18:46.680
who has a liberty interest, it's important

381
00:18:46.680 --> 00:18:48.000
that the government be the one

382
00:18:48.000 --> 00:18:51.300
to carry the burden on any issues related to competency.

383
00:18:51.300 --> 00:18:53.970
And I'm not sure there's any context in which someone

384
00:18:53.970 --> 00:18:56.640
with the liberty interest would carry a burden.

385
00:18:56.640 --> 00:18:58.530
More importantly, it's the government's interest

386
00:18:58.530 --> 00:18:59.531
to continue the prosecution.

387
00:18:59.531 --> 00:19:01.830
And shouldn't it be on the government then

388
00:19:01.830 --> 00:19:04.471
to have to prove that a prosecution is possible?

389
00:19:04.471 --> 00:19:06.450
<v ->There's an existent cognitive limitation,</v>

390
00:19:06.450 --> 00:19:09.363
albeit an adult or a juvenile.

391
00:19:10.230 --> 00:19:11.760
The government is really under the gun

392
00:19:11.760 --> 00:19:14.601
because there's no way to prove they're gonna be remediated.

393
00:19:14.601 --> 00:19:17.163
A potential to be restore a competency, right?

394
00:19:18.570 --> 00:19:19.830
<v ->Respectfully, I disagree.</v>

395
00:19:19.830 --> 00:19:23.190
I think every competency hearing does have experts

396
00:19:23.190 --> 00:19:26.640
who do provide information on whether a youth

397
00:19:26.640 --> 00:19:30.090
could attain competency in the foreseeable future.

398
00:19:30.090 --> 00:19:32.227
As to cognitively limited-

399
00:19:32.227 --> 00:19:33.428
Yeah, so the record here-

400
00:19:33.428 --> 00:19:34.440
<v ->That's the harder part, right?</v>

401
00:19:34.440 --> 00:19:35.610
<v ->Yeah, so the record here,</v>

402
00:19:35.610 --> 00:19:38.250
the experts did provide testimony

403
00:19:38.250 --> 00:19:42.060
that the type of deficits that you suffered from

404
00:19:42.060 --> 00:19:45.240
are not amendable to change.

405
00:19:45.240 --> 00:19:47.670
However, there are many other contexts in the juvenile court

406
00:19:47.670 --> 00:19:49.290
and also in the adult court.

407
00:19:49.290 --> 00:19:51.120
<v ->But what you're saying is it has to be amendable</v>

408
00:19:51.120 --> 00:19:52.350
to change organically.

409
00:19:52.350 --> 00:19:53.720
It can't be through...

410
00:19:55.230 --> 00:19:56.640
<v ->It shouldn't be through-</v>

411
00:19:56.640 --> 00:19:59.760
<v ->Through any type of remediation or teaching.</v>

412
00:19:59.760 --> 00:20:02.040
<v ->At least not once provided by the court.</v>

413
00:20:02.040 --> 00:20:02.873
<v ->Yes.</v>

414
00:20:02.873 --> 00:20:07.680
<v ->If the legislature stepped up as other states have,</v>

415
00:20:07.680 --> 00:20:10.110
then that obviously those would be available.

416
00:20:10.110 --> 00:20:10.943
<v ->Yes, Your Honor.</v>

417
00:20:10.943 --> 00:20:11.820
Precisely

418
00:20:11.820 --> 00:20:15.210
<v ->Do you cite the Kendrew, that case in your brief?</v>

419
00:20:15.210 --> 00:20:17.490
<v ->Yes, it's in the reply brief.</v>

420
00:20:17.490 --> 00:20:19.830
<v ->Okay, thank you.</v>
<v ->Thank you very much.</v>

421
00:20:19.830 --> 00:20:21.183
I will rest on my brief.

422
00:20:25.663 --> 00:20:29.970
<v ->Okay, Attorney (indistinct) Jang.</v>

423
00:20:29.970 --> 00:20:30.803
<v ->Good morning.</v>

424
00:20:30.803 --> 00:20:31.636
May it please the court,

425
00:20:31.636 --> 00:20:34.170
Kristen Jang for the Commonwealth.

426
00:20:34.170 --> 00:20:37.530
In the absence of a formal competency remediation program

427
00:20:37.530 --> 00:20:41.640
in the Commonwealth, the court has the inherent authority

428
00:20:41.640 --> 00:20:44.640
to appoint a remediation counselor or educator

429
00:20:44.640 --> 00:20:47.070
and to compel the juvenile to participate.

430
00:20:47.070 --> 00:20:49.290
<v ->How is this any different from adults?</v>

431
00:20:49.290 --> 00:20:52.470
Because I've seen it in superior court in adults

432
00:20:52.470 --> 00:20:54.060
who have cognitive limitations,

433
00:20:54.060 --> 00:20:58.530
organic brain disorders, etc. and it's a gap

434
00:20:58.530 --> 00:21:01.290
when they don't have a defined mental illness.

435
00:21:01.290 --> 00:21:06.060
But in those situations, you take the defendant

436
00:21:06.060 --> 00:21:08.940
as you see it, and it's to the detriment sometimes

437
00:21:08.940 --> 00:21:11.250
in violent cases to the commonwealth.

438
00:21:11.250 --> 00:21:13.500
But as I've seen those cases play out,

439
00:21:13.500 --> 00:21:15.450
there's nothing really the court can do.

440
00:21:15.450 --> 00:21:17.160
Why is this different?

441
00:21:17.160 --> 00:21:19.290
<v ->The juvenile context is different</v>

442
00:21:19.290 --> 00:21:22.560
because I cited some of the research in my brief

443
00:21:22.560 --> 00:21:24.690
explaining the difference in the juvenile context,

444
00:21:24.690 --> 00:21:28.360
because a lot of times, these juveniles have a complex

445
00:21:29.220 --> 00:21:32.670
web of issues, some of which may be remediative,

446
00:21:32.670 --> 00:21:34.110
some of which maybe not-

447
00:21:34.110 --> 00:21:35.432
<v ->That goes to treatment.</v>
<v ->Yes.</v>

448
00:21:35.432 --> 00:21:37.740
<v ->But this has to do with the court's authority</v>

449
00:21:39.060 --> 00:21:41.460
where we don't have that authority,

450
00:21:41.460 --> 00:21:44.130
as I saw it, in adult cases.

451
00:21:44.130 --> 00:21:47.130
That just has to do with whether it's capable of remediation

452
00:21:47.130 --> 00:21:48.657
versus the court's authority

453
00:21:48.657 --> 00:21:50.940
and as Justice Wendlandt pointed out, as opposed

454
00:21:50.940 --> 00:21:53.460
to a legislative program.

455
00:21:53.460 --> 00:21:54.293
<v ->Sure.</v>

456
00:21:54.293 --> 00:21:58.170
And I suppose in the right case, if this court finds

457
00:21:58.170 --> 00:22:00.930
that the juvenile court has the inherent authority,

458
00:22:00.930 --> 00:22:03.990
I don't see why in the correct case in the adult context,

459
00:22:03.990 --> 00:22:06.090
they wouldn't have that authority as well.

460
00:22:06.090 --> 00:22:07.680
It's just in the juvenile context,

461
00:22:07.680 --> 00:22:09.990
these issues come up so much more often.

462
00:22:09.990 --> 00:22:12.390
That's why it's heightened in this context.

463
00:22:12.390 --> 00:22:16.897
<v ->But then, how do we operate in this ad hoc fashion?</v>

464
00:22:18.720 --> 00:22:21.480
That we're gonna appoint experts, we're gonna come up

465
00:22:21.480 --> 00:22:25.994
with curriculum, we're gonna hire special education teachers

466
00:22:25.994 --> 00:22:28.110
to do this?

467
00:22:28.110 --> 00:22:28.943
<v ->Yes, but-</v>

468
00:22:28.943 --> 00:22:30.480
<v Justice Gaziano>Like a legislative function today.</v>

469
00:22:30.480 --> 00:22:33.930
<v ->If the legislature were to pass a statute similar</v>

470
00:22:33.930 --> 00:22:37.659
to these other states, and I believe the unique has cited

471
00:22:37.659 --> 00:22:40.230
a bill that's pending before the legislature right now.

472
00:22:40.230 --> 00:22:43.980
I took a look at it and it wouldn't be a whole lot different

473
00:22:43.980 --> 00:22:45.840
to be quite honest than giving-

474
00:22:45.840 --> 00:22:50.490
<v ->But I think Justice Gaziano's point is that we,</v>

475
00:22:50.490 --> 00:22:54.780
as an institution, are good at trying cases.

476
00:22:54.780 --> 00:22:58.020
We're not good at setting up programs

477
00:22:58.020 --> 00:22:59.910
to remediate youth.

478
00:22:59.910 --> 00:23:01.200
<v ->Agreed, but also the-</v>

479
00:23:01.200 --> 00:23:06.180
<v ->So doesn't that suggest an in institutional limitation</v>

480
00:23:06.180 --> 00:23:09.900
on our power to craft such programs?

481
00:23:09.900 --> 00:23:11.273
<v ->I don't think it has-</v>

482
00:23:11.273 --> 00:23:12.660
<v ->That wouldn't there be a due process problem</v>

483
00:23:12.660 --> 00:23:15.150
maybe if we did and it didn't work out

484
00:23:15.150 --> 00:23:17.730
and there were some harm to the child?

485
00:23:17.730 --> 00:23:20.580
<v ->Well, I'm having trouble picturing</v>

486
00:23:20.580 --> 00:23:22.530
what the possible harm could be to the child,

487
00:23:22.530 --> 00:23:24.630
because at the end of the day, we still would have

488
00:23:24.630 --> 00:23:26.700
to have a competency evaluation, again,

489
00:23:26.700 --> 00:23:28.320
to decide whether or not they're competent.

490
00:23:28.320 --> 00:23:30.060
So the worst that could happen

491
00:23:30.060 --> 00:23:32.190
is that they still are not competent.

492
00:23:32.190 --> 00:23:33.870
<v ->Well there's a little bit more than that</v>

493
00:23:33.870 --> 00:23:38.870
because listening to Attorney Faulkner

494
00:23:38.940 --> 00:23:43.940
and Attorney Freitas, the other harm is they are restored

495
00:23:44.850 --> 00:23:48.990
to competency and then the proceedings proceed

496
00:23:48.990 --> 00:23:51.090
and they're either found delinquent

497
00:23:51.090 --> 00:23:53.940
or they're found as youthful offenders,

498
00:23:53.940 --> 00:23:56.809
and they're doing that by the conduit of the court

499
00:23:56.809 --> 00:24:01.809
ordering them to these remediation services.

500
00:24:01.920 --> 00:24:03.280
<v Kristen>But the problem-</v>

501
00:24:03.280 --> 00:24:04.620
<v ->I mean, isn't that a problem?</v>

502
00:24:04.620 --> 00:24:06.450
<v ->The problem is right now, they're being harmed</v>

503
00:24:06.450 --> 00:24:09.016
by these cases just sitting there languishing.

504
00:24:09.016 --> 00:24:09.849
And if-

505
00:24:09.849 --> 00:24:11.580
<v ->I Think they're more than happy to have them languish</v>

506
00:24:11.580 --> 00:24:13.710
as opposed to being charged for being tried

507
00:24:13.710 --> 00:24:15.840
for armed robbery, at least in the first case.

508
00:24:15.840 --> 00:24:18.540
<v ->Well, at the same time, the juvenile court is designed</v>

509
00:24:18.540 --> 00:24:19.526
with a rehabilitative purpose

510
00:24:19.526 --> 00:24:23.730
and they can't access any of those benefits

511
00:24:23.730 --> 00:24:24.930
with the case just sitting there.

512
00:24:24.930 --> 00:24:26.859
The court can't do anything at this point.

513
00:24:26.859 --> 00:24:28.680
<v ->The benefit is that at the end of the day,</v>

514
00:24:28.680 --> 00:24:30.480
the case gets dismissed.

515
00:24:30.480 --> 00:24:32.040
<v ->Well, but at the same time, the court has-</v>

516
00:24:32.040 --> 00:24:35.220
<v ->I understand there's a substantial harm</v>

517
00:24:35.220 --> 00:24:38.023
to the Commonwealth in that you have victims,

518
00:24:38.023 --> 00:24:41.400
you have people who may have been violently attacked

519
00:24:41.400 --> 00:24:43.710
by a juvenile who has the situation.

520
00:24:43.710 --> 00:24:45.810
I get why you're pressing this,

521
00:24:45.810 --> 00:24:48.120
and I understand there's a significant,

522
00:24:48.120 --> 00:24:51.210
potentially significant harm to the Commonwealth,

523
00:24:51.210 --> 00:24:54.030
but this kind of exists in a gray area

524
00:24:54.030 --> 00:24:56.277
at this legislative point in time.

525
00:24:56.277 --> 00:24:58.410
<v ->Understood. Understood.</v>

526
00:24:58.410 --> 00:25:00.502
But assuming that the legislature does pass

527
00:25:00.502 --> 00:25:03.480
some sort of statute similar to what's been proposed,

528
00:25:03.480 --> 00:25:05.040
it just says the court has the authority

529
00:25:05.040 --> 00:25:07.260
to appoint a similar specialist.

530
00:25:07.260 --> 00:25:10.090
It gives some timeframes, but I'm not sure

531
00:25:11.114 --> 00:25:13.062
that it would be much different than now, you know-

532
00:25:13.062 --> 00:25:13.895
<v ->Well, the difference</v>

533
00:25:13.895 --> 00:25:15.940
is that the legislature does it, not us.

534
00:25:15.940 --> 00:25:17.940
<v ->Well, the legislature just says the court</v>

535
00:25:17.940 --> 00:25:21.060
has the authority, put some timeframes in, but-

536
00:25:21.060 --> 00:25:25.140
<v ->I mean, the legislature can say, we can pass the statute</v>

537
00:25:25.140 --> 00:25:30.140
and put in whatever they deem necessary and proper.

538
00:25:30.900 --> 00:25:31.733
<v ->Correct.</v>

539
00:25:31.733 --> 00:25:34.440
But if you take a look at the proposal currently,

540
00:25:34.440 --> 00:25:37.320
it would simply give the court the explicit authority-

541
00:25:37.320 --> 00:25:39.263
<v ->Which allows us to do what you're asking us to do.</v>

542
00:25:40.380 --> 00:25:42.240
<v ->Correct. Correct.</v>

543
00:25:42.240 --> 00:25:43.830
Puts him some timeframes,

544
00:25:43.830 --> 00:25:48.090
but it doesn't necessarily set up the infrastructure

545
00:25:48.090 --> 00:25:52.475
that I think is what my brother and sister are calling for.

546
00:25:52.475 --> 00:25:55.230
<v ->I think the point of the pending provision is perhaps</v>

547
00:25:55.230 --> 00:25:59.310
that in the absence of such a passage

548
00:25:59.310 --> 00:26:02.400
of a proposed statute, we don't have the authority

549
00:26:02.400 --> 00:26:05.460
to craft on our own, a program.

550
00:26:05.460 --> 00:26:06.630
<v ->But at the same time, we have a lot</v>

551
00:26:06.630 --> 00:26:08.220
of testimony here on the record

552
00:26:08.220 --> 00:26:12.180
about these particular deficits in these two cases.

553
00:26:12.180 --> 00:26:14.880
And we even had a GAL appointed that did a little bit

554
00:26:14.880 --> 00:26:17.790
of research and investigation into what maybe would help

555
00:26:17.790 --> 00:26:19.500
one of the particular juveniles.

556
00:26:19.500 --> 00:26:21.030
So I think we have a lot of information

557
00:26:21.030 --> 00:26:22.980
about what would help in these particular cases.

558
00:26:22.980 --> 00:26:24.270
<v ->What may help, right?</v>

559
00:26:24.270 --> 00:26:25.103
<v ->It may.</v>

560
00:26:25.103 --> 00:26:27.413
And then that's in every single case, we don't know-

561
00:26:27.413 --> 00:26:29.245
<v ->Affects the efficacy of the efforts as opposed</v>

562
00:26:29.245 --> 00:26:31.427
to the authorization for efforts.

563
00:26:31.427 --> 00:26:33.110
<v ->Correct. That's exactly right.</v>

564
00:26:33.110 --> 00:26:33.943
And then, you know,

565
00:26:33.943 --> 00:26:35.820
after a certain period of time and the court can-

566
00:26:35.820 --> 00:26:37.440
<v ->So given that the statute</v>

567
00:26:37.440 --> 00:26:39.720
is really sort of a comprehensive statute

568
00:26:39.720 --> 00:26:42.240
that leaves this gap open,

569
00:26:42.240 --> 00:26:44.580
and given that there is a pending legislation

570
00:26:44.580 --> 00:26:46.770
to fill the gap, what's your best argument

571
00:26:46.770 --> 00:26:48.300
that we currently have the authority

572
00:26:48.300 --> 00:26:49.803
to put these programs forward?

573
00:26:51.240 --> 00:26:52.800
<v ->My best argument is that this goes</v>

574
00:26:52.800 --> 00:26:55.141
to the essential functioning of the court.

575
00:26:55.141 --> 00:26:59.790
These cases cannot proceed

576
00:26:59.790 --> 00:27:01.320
unless we're given the opportunity

577
00:27:01.320 --> 00:27:03.783
to potentially remediate these juveniles.

578
00:27:04.980 --> 00:27:06.430
<v ->Well, okay.</v>

579
00:27:06.430 --> 00:27:10.080
Assume the premise that we can't do this.

580
00:27:10.080 --> 00:27:15.080
I'm really interested in what do we do in this world,

581
00:27:15.339 --> 00:27:18.180
because as Justice Gaziano mentioned,

582
00:27:18.180 --> 00:27:20.722
this happens in the adult docket all the time.

583
00:27:20.722 --> 00:27:22.890
But in the adult dockets, we have 16F

584
00:27:22.890 --> 00:27:25.890
and we have other mechanisms to deal with it

585
00:27:25.890 --> 00:27:27.360
when it starts to languish.

586
00:27:27.360 --> 00:27:28.620
But if you could first,

587
00:27:28.620 --> 00:27:32.517
when when the incompetency reports come back,

588
00:27:32.517 --> 00:27:36.720
can you talk about whether or not the Commonwealth

589
00:27:36.720 --> 00:27:40.680
should have a burden on the return

590
00:27:40.680 --> 00:27:45.330
of a juvenile who's been deemed incompetent

591
00:27:45.330 --> 00:27:47.640
and now they're off.

592
00:27:47.640 --> 00:27:51.600
And now we go back and set another date to return

593
00:27:51.600 --> 00:27:53.412
to see whether or not things have changed.

594
00:27:53.412 --> 00:27:56.970
Should the Commonwealth have a burden of demonstrating

595
00:27:56.970 --> 00:27:59.310
that there's some reasonable expectation

596
00:27:59.310 --> 00:28:01.653
of being returned to competency?

597
00:28:02.850 --> 00:28:06.050
<v ->Under due process, I don't believe that just the pendency</v>

598
00:28:06.050 --> 00:28:08.360
of the charges alone would require the Commonwealth

599
00:28:08.360 --> 00:28:09.778
to have to show that.

600
00:28:09.778 --> 00:28:10.611
If-

601
00:28:10.611 --> 00:28:11.880
<v ->Well didn't the Supreme Court</v>

602
00:28:11.880 --> 00:28:12.713
already tell us that they do?

603
00:28:12.713 --> 00:28:14.280
I mean, isn't that what Jackson case says?

604
00:28:14.280 --> 00:28:16.530
And we repeated it in Abbott A.,

605
00:28:16.530 --> 00:28:18.813
there has to be under due process,

606
00:28:20.250 --> 00:28:23.940
an expectation that sometime in the foreseeable future,

607
00:28:23.940 --> 00:28:26.280
a return to competency will happen.

608
00:28:26.280 --> 00:28:29.730
There has to be showing by the commonwealth

609
00:28:29.730 --> 00:28:32.520
of progress towards that goal.

610
00:28:32.520 --> 00:28:34.710
I mean, those are constitutional requirements.

611
00:28:34.710 --> 00:28:36.750
<v ->Correct, and I completely agree with that, Your Honor.</v>

612
00:28:36.750 --> 00:28:38.423
But I would distinguish those two cases

613
00:28:38.423 --> 00:28:40.410
in that the deprivation of liberty

614
00:28:40.410 --> 00:28:41.910
was much stronger in those cases.

615
00:28:41.910 --> 00:28:46.620
In Jackson, the defendant was held under a civil commitment,

616
00:28:46.620 --> 00:28:48.360
just for purposes of the criminal case,

617
00:28:48.360 --> 00:28:49.899
not because his health and safety was at risk.

618
00:28:49.899 --> 00:28:53.220
He didn't fall under the mental health statute.

619
00:28:53.220 --> 00:28:56.520
And then under Abbott A, that was dealing with a situation

620
00:28:56.520 --> 00:28:59.400
where the juvenile was being held for dangerousness.

621
00:28:59.400 --> 00:29:02.400
<v ->And I'm sorry, what is the facts of these two cases?</v>

622
00:29:02.400 --> 00:29:03.513
<v ->These two cases?</v>

623
00:29:04.410 --> 00:29:06.240
One of them,

624
00:29:06.240 --> 00:29:10.350
the first case the juvenile was held for dangerousness,

625
00:29:10.350 --> 00:29:13.590
but was released after an Abbott A. type of hearing.

626
00:29:13.590 --> 00:29:15.840
He's now been re-held again

627
00:29:15.840 --> 00:29:17.563
just because he violated conditions.

628
00:29:17.563 --> 00:29:18.570
<v ->So the first juvenile is being held,</v>

629
00:29:18.570 --> 00:29:19.977
what's the second one?

630
00:29:19.977 --> 00:29:22.387
<v ->The other one, he is out on conditions.</v>

631
00:29:22.387 --> 00:29:24.000
<v ->[Justice Wendlandt] Okay, thank you.</v>

632
00:29:24.000 --> 00:29:27.524
<v ->So I would submit that the case law does not support,</v>

633
00:29:27.524 --> 00:29:31.233
just based on the pendency of criminal charges,

634
00:29:32.377 --> 00:29:35.100
that due process requires the Commonwealth

635
00:29:35.100 --> 00:29:37.950
to show reliability at every single competency hearing.

636
00:29:37.950 --> 00:29:40.680
And I would submit that in the juvenile context,

637
00:29:40.680 --> 00:29:42.780
these cases can be very complicated

638
00:29:42.780 --> 00:29:45.008
because a lot of these juveniles have a number of issues,

639
00:29:45.008 --> 00:29:48.090
whether it be a combination of cognitive disabilities,

640
00:29:48.090 --> 00:29:50.670
mental health issues, family stability.

641
00:29:50.670 --> 00:29:52.480
So it might take a while

642
00:29:54.119 --> 00:29:56.100
to even determine whether it's possible

643
00:29:56.100 --> 00:29:57.300
to remediate these juveniles.

644
00:29:57.300 --> 00:30:01.570
So I think I would caution the court against imposing

645
00:30:02.580 --> 00:30:06.000
time limitations that are too short that would require,

646
00:30:06.000 --> 00:30:07.350
even at the competency stage,

647
00:30:07.350 --> 00:30:09.060
determining whether a juvenile's competent

648
00:30:09.060 --> 00:30:12.573
to make predictions too soon in the process.

649
00:30:14.250 --> 00:30:19.250
And I do wanna discuss the case DMH v Kendrew,

650
00:30:19.800 --> 00:30:21.813
which my sister cited.

651
00:30:22.860 --> 00:30:24.990
I do wanna distinguish that case

652
00:30:24.990 --> 00:30:27.750
because in that case, the court found

653
00:30:27.750 --> 00:30:32.750
that the court lacked the inherent authority to order DDS

654
00:30:32.850 --> 00:30:35.032
to provide services to the defendant in that case.

655
00:30:35.032 --> 00:30:40.020
So that case had more to do with the court

656
00:30:40.020 --> 00:30:43.740
basically telling an an executive agency what to do.

657
00:30:43.740 --> 00:30:45.540
That's not what I'm proposing in this case.

658
00:30:45.540 --> 00:30:48.090
I'm not saying that the court has the inherent authority

659
00:30:48.090 --> 00:30:51.813
to force DMH or DDS to really do anything.

660
00:30:53.250 --> 00:30:55.800
And in that case, it seemed to me

661
00:30:55.800 --> 00:30:57.770
that the criminal case was pretty much wrapped up

662
00:30:57.770 --> 00:30:59.760
at the point where that order was made.

663
00:30:59.760 --> 00:31:02.670
In these cases, the criminal case cannot proceed

664
00:31:02.670 --> 00:31:06.690
unless and until something happens with this case.

665
00:31:06.690 --> 00:31:09.090
<v ->How would this case be different?</v>

666
00:31:09.090 --> 00:31:12.030
Because a lot of the times, you have the same issues

667
00:31:12.030 --> 00:31:14.340
that you have on the adult dockets

668
00:31:14.340 --> 00:31:18.150
where a lot of these juveniles

669
00:31:18.150 --> 00:31:20.430
don't have any money and they're indigent.

670
00:31:20.430 --> 00:31:24.180
And so to the extent that the court would order services,

671
00:31:24.180 --> 00:31:27.660
they would likely be DPH services

672
00:31:27.660 --> 00:31:30.633
and you would have an Article 30 issue.

673
00:31:30.633 --> 00:31:34.290
Where would the court order the services

674
00:31:34.290 --> 00:31:38.643
to be given to the juvenile but for state agencies?

675
00:31:40.260 --> 00:31:43.367
<v ->It would have to be perhaps even a private individual</v>

676
00:31:43.367 --> 00:31:45.900
that would come in and do this, you know,

677
00:31:45.900 --> 00:31:47.610
charged by the hour, something like that.

678
00:31:47.610 --> 00:31:49.590
This would have to be a pretty specialized person.

679
00:31:49.590 --> 00:31:51.330
As you can kinda see in other states

680
00:31:51.330 --> 00:31:53.160
what sort of backgrounds

681
00:31:53.160 --> 00:31:56.040
are required of people that do this.

682
00:31:56.040 --> 00:31:58.140
It would have to be a pretty specialized person.

683
00:31:58.140 --> 00:32:01.050
But the GAL, at least in the first case,

684
00:32:01.050 --> 00:32:03.240
provided some resources where we can look

685
00:32:03.240 --> 00:32:04.683
to try to find these people.

686
00:32:05.700 --> 00:32:07.110
You know, I know this is not part of the record,

687
00:32:07.110 --> 00:32:08.820
but I spoke to some experts in this area

688
00:32:08.820 --> 00:32:10.524
and one of them told me

689
00:32:10.524 --> 00:32:12.270
that the ideal person in her mind

690
00:32:12.270 --> 00:32:14.040
would be a retired special ed teacher

691
00:32:14.040 --> 00:32:15.960
that just has the time and the patience

692
00:32:15.960 --> 00:32:18.840
and the background to perform this type of work.

693
00:32:18.840 --> 00:32:22.080
So I believe these people could be found

694
00:32:22.080 --> 00:32:26.820
and I don't believe we need to kind of reach out to DMH

695
00:32:26.820 --> 00:32:29.310
and force them to do something

696
00:32:29.310 --> 00:32:30.910
that's not within their mandate.

697
00:32:33.767 --> 00:32:35.074
<v ->[Justice Wendlandt] Okay.</v>

698
00:32:35.074 --> 00:32:35.907
<v ->If there are no further questions,</v>

699
00:32:35.907 --> 00:32:37.200
I'm happy to rest on my brief.

 